N-PX 1 dly-npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23476 NAME OF REGISTRANT: DoubleLine Yield Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2002 N. Tampa St., Suite 200 Tampa, FL 33602 NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell, President and Chief Executive Officer c/o DoubleLine Capital LP 2002 N. Tampa St., Suite 200 Tampa, FL 33602 REGISTRANT'S TELEPHONE NUMBER: (813) 791-7333 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 DoubleLine Yield Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Agenda Number: 935775645 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: AGNC ISIN: US00123Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donna J. Blank Mgmt For For 1b. Election of Director: Morris A. Davis Mgmt For For 1c. Election of Director: Peter J. Federico Mgmt For For 1d. Election of Director: John D. Fisk Mgmt For For 1e. Election of Director: Andrew A. Johnson, Mgmt For For Jr. 1f. Election of Director: Gary D. Kain Mgmt For For 1g. Election of Director: Prue B. Larocca Mgmt For For 1h. Election of Director: Paul E. Mullings Mgmt For For 1i. Election of Director: Frances R. Spark Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. 4. Ratification of appointment of Ernst & Mgmt For For Young LLP as our independent public accountant for the year ending December 31, 2023. 5a. Approve amendments to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. 5b. Approve amendments to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. 5c. Approve amendments to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. -------------------------------------------------------------------------------------------------------------------------- UPL CORP LTD Agenda Number: 716256676 -------------------------------------------------------------------------------------------------------------------------- Security: V96177AC0 Meeting Type: BOND Meeting Date: 17-Nov-2022 Ticker: ISIN: XS2125139464 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT THIS MEETING (THE "MEETING") OF THE Mgmt No vote HOLDERS OF THE U.S.USD400,000,000,000 PERPETUAL SUBORDINATED CAPITAL SECURITIES (ISIN: XS2125139464; COMMON CODE: 212513946) (THE "SECURITIES") OF UPL CORPORATION LIMITED (THE "ISSUER"), PURSUANT TO THE TRUST DEED, BY EXTRAORDINARY RESOLUTION HEREBY: (A) CONSENT TO THE EXECUTION OF THE SUPPLEMENTAL TRUST DEED BY THE ISSUER'S SUBSIDIARY, UPL LTD (THE "SUBSIDIARY GUARANTOR"), TO PROVIDE A SUBORDINATED GUARANTEE ON THE DUE AND PUNCTUAL PAYMENT OF THE PRINCIPAL OF AND INTEREST (INCLUDING ANY ACCRUED AND UNPAID INTEREST AND ANY ARREARS OF INTEREST) ON THE SECURITIES AND OF ANY OTHER AMOUNTS PAYABLE BY THE ISSUER UNDER THE TRUST DEED; (B) AUTHORISES, DIRECTS AND REQUESTS THE ISSUER TO ENTER INTO AND DO ALL SUCH OTHER DEEDS, INSTRUMENTS, ACTS AND THINGS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY OUT AND GIVE EFFECT TO THIS EXTRAORDINARY RESOLUTION AND THE IMPLEMENTATION OF THE PROPOSAL; (C) SANCTIONS AND ASSENTS TO EVERY ABROGATION, AMENDMENT, MODIFICATION, COMPROMISE OR ARRANGEMENT IN RESPECT OF THE RIGHTS OF THE HOLDERS AGAINST THE ISSUER OR AGAINST ANY OF ITS PROPERTY WHETHER SUCH RIGHTS SHALL ARISE UNDER THE TRUST DEED OR OTHERWISE INVOLVED IN OR RESULTING FROM THE CONVENING OF THE MEETING, THE PROPOSAL, THIS EXTRAORDINARY RESOLUTION OR THEIR IMPLEMENTATION AND/OR THE AMENDMENTS TO THE TRUST DEED OR THEIR IMPLEMENTATION (D) ACKNOWLEDGES AND AGREES THAT THE IMPLEMENTATION OF THE PROPOSAL WILL BECOME EFFECTIVE AND THE EXECUTION OF THE SUPPLEMENTAL TRUST DEED WILL BE DONE UPON (I) THE PASSING OF THE EXTRAORDINARY RESOLUTION BY ELECTRONIC CONSENT OR AT THE MEETING; AND (II)(X) THE PASSING OF BOTH PROPOSALS FOR THE U.S.USD300,000,000 4.50 PER CENT. SENIOR NOTES DUE 2028 (ISIN: XS1789391148; COMMON CODE: 178939114) (THE "2028 NOTES") AND THE U.S.USD500,000,000 4.625 PER CENT. SENIOR NOTES DUE 2030 (ISIN: XS2189565992; COMMON CODE: 218956599) (THE "2030 NOTES") PURSUANT TO A SEPARATE CONSENT SOLICITATION EXERCISE (THE "SENIOR NOTES CONSENT SOLICITATIONS") CONCURRENTLY HELD WITH THIS CONSENT SOLICITATION AND (Y) THE IMPLEMENTATION OF THE PROPOSED REORGANIZATION CONTEMPLATED THEREIN; (E) SUBJECT TO SUB-PARAGRAPH (D), AUTHORISES, DIRECTS, REQUESTS, INSTRUCTS AND EMPOWERS THE TRUSTEE TO: (I) EXECUTE AND DELIVER THE SUPPLEMENTAL TRUST DEED; AND (II) CONCUR IN AND EXECUTE AND DO ALL SUCH OTHER DEEDS, INSTRUMENTS, ACTS AND THINGS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT, IN THE SOLE DISCRETION OF THE TRUSTEE, TO CARRY OUT AND GIVE EFFECT TO THIS EXTRAORDINARY RESOLUTION AND THE IMPLEMENTATION OF THE PROPOSAL; AND (F) DISCHARGES, WAIVES AND EXONERATES THE TRUSTEE FROM ALL LOSS OR LIABILITY IN CONSENTING TO THE PROPOSAL AND FOR WHICH IT MAY HAVE BECOME OR MAY BECOME LIABLE UNDER THE TRUST DEED OR THE SECURITIES IN RESPECT OF ANY ACT OR OMISSION, INCLUDING, WITHOUT LIMITATION, IN CONNECTION WITH THE PROPOSAL AND THIS EXTRAORDINARY RESOLUTION OR ITS IMPLEMENTATION, OR THE IMPLEMENTATION OF THE APPROVALS, CONSENTS, AMENDMENTS, MODIFICATIONS, AUTHORISATIONS, DIRECTIONS, EMPOWERMENTS, SANCTIONS AND ASSENTS REFERRED TO IN THE PROPOSAL AND THIS EXTRAORDINARY RESOLUTION, AND AGREES AND CONFIRMS THAT THE TRUSTEE IS NOT REQUIRED TO REQUEST OR RECEIVE ANY LEGAL OPINIONS OR OFFICER'S CERTIFICATES IN RELATION TO THE PROPOSAL AND THIS EXTRAORDINARY RESOLUTION; (G) WAIVES IRREVOCABLY ANY CLAIM THAT THE HOLDERS MAY HAVE AGAINST THE TRUSTEE ARISING AS A RESULT OF ANY LOSS OR DAMAGE WHICH ANY HOLDER MAY SUFFER OR INCUR AS A RESULT OF THE TRUSTEE ACTING UPON THIS EXTRAORDINARY RESOLUTION (INCLUDING, WITHOUT LIMITATION, CIRCUMSTANCES WHERE IT IS SUBSEQUENTLY FOUND THAT THIS EXTRAORDINARY RESOLUTION IS NOT VALID OR BINDING ON THE HOLDERS OR THAT THERE IS A DEFECT IN THE PASSING OF THIS EXTRAORDINARY RESOLUTION) AND FURTHER CONFIRMS THAT THE HOLDERS WILL NOT SEEK TO HOLD THE TRUSTEE LIABLE FOR ANY SUCH LOSS OR DAMAGE AND THAT THE TRUSTEE SHALL BE RESPONSIBLE TO ANY PERSON FOR ACTING UPON THIS EXTRAORDINARY RESOLUTION; AND (H) AGREES AND UNDERTAKES TO INDEMNIFY AND HOLD HARMLESS THE TRUSTEE FROM AND AGAINST ALL LOSSES, LIABILITIES, COSTS, CHARGES AND EXPENSES WHICH MAY BE SUFFERED OR INCURRED BY IT AS A RESULT OF ANY CLAIMS (WHETHER OR NOT SUCCESSFUL, COMPROMISED OR SETTLED), ACTIONS, DEMANDS OR PROCEEDINGS BROUGHT AGAINST THE TRUSTEE AND AGAINST ALL LOSSES, COSTS, CHARGES OR EXPENSES (INCLUDING LEGAL FEES AND TAXES) WHICH THE TRUSTEE MAY SUFFER OR INCUR WHICH MAY IN ANY CASE ARISE AS A RESULT OF THE TRUSTEE ACTING IN ACCORDANCE WITH THIS EXTRAORDINARY RESOLUTION CMMT PLEASE NOTE THAT THERE IS A MINIMUM TO VOTE Non-Voting : 2,00,000 AND MULTIPLE: 1000 * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) DoubleLine Yield Opportunities Fund By (Signature) /s/ Ronald R Redell Name Ronald R Redell Title President and Principal Executive Officer Date 08/29/2023