N-PX 1 dbl-yield4_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23476 NAME OF REGISTRANT: DoubleLine Yield Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2002 N. Tampa St. Suite 200 Tampa, FL 33602 NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell c/o DoubleLine Capital LP 2002 N. Tampa St. Suite 200 Tampa, FL 33602 REGISTRANT'S TELEPHONE NUMBER: 213-633-8200 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 DoubleLine Yield Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Agenda Number: 935560056 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Annual Meeting Date: 21-Apr-2022 Ticker: AGNC ISIN: US00123Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donna J. Blank Mgmt For For 1B. Election of Director: Morris A. Davis Mgmt For For 1C. Election of Director: Peter J. Federico Mgmt For For 1D. Election of Director: John D. Fisk Mgmt For For 1E. Election of Director: Andrew A. Johnson, Mgmt For For Jr. 1F. Election of Director: Gary D. Kain Mgmt For For 1G. Election of Director: Prue B. Larocca Mgmt For For 1H. Election of Director: Paul E. Mullings Mgmt For For 1I. Election of Director: Frances R. Spark Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as our independent public accountant for the year ending December 31, 2022. 4A. Approve amendment to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. 4B. Approve amendment to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. 4C. Approve amendment to our Amended and Mgmt For For Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. -------------------------------------------------------------------------------------------------------------------------- ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548240 -------------------------------------------------------------------------------------------------------------------------- Security: P1000TAA5 Meeting Type: Consent Meeting Date: 09-Mar-2022 Ticker: ISIN: USP1000TAA53 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For REJECT)(ABSTAIN VOTES DO NOT COUNT). 2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT) 3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). -------------------------------------------------------------------------------------------------------------------------- ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548240 -------------------------------------------------------------------------------------------------------------------------- Security: P1000TAB3 Meeting Type: Consent Meeting Date: 09-Mar-2022 Ticker: ISIN: USP1000TAB37 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For REJECT)(ABSTAIN VOTES DO NOT COUNT). 2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT) 3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). -------------------------------------------------------------------------------------------------------------------------- ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548252 -------------------------------------------------------------------------------------------------------------------------- Security: 02074AAB0 Meeting Type: Consent Meeting Date: 09-Mar-2022 Ticker: ISIN: US02074AAB08 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For REJECT)(ABSTAIN VOTES DO NOT COUNT). 2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). 3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). -------------------------------------------------------------------------------------------------------------------------- CARLSON TRAVEL INC Agenda Number: 935504591 -------------------------------------------------------------------------------------------------------------------------- Security: 14282LAF0 Meeting Type: Consent Meeting Date: 01-Nov-2021 Ticker: ISIN: US14282LAF04 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt Against THE PLAN SELECT "AGAINST" TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT. 2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT) -------------------------------------------------------------------------------------------------------------------------- JPMORGAN TR II Agenda Number: 935492671 -------------------------------------------------------------------------------------------------------------------------- Security: 4812C2270 Meeting Type: Special Meeting Date: 23-Nov-2021 Ticker: MGMXX ISIN: US4812C22704 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John F. Finn Mgmt For For Stephen P. Fisher Mgmt For For Gary L. French Mgmt For For Kathleen M. Gallagher Mgmt For For Robert J. Grassi Mgmt For For Frankie D. Hughes Mgmt For For Raymond Kanner Mgmt For For Thomas P. Lemke Mgmt For For Lawrence Maffia Mgmt For For Mary E. Martinez Mgmt For For Marilyn McCoy Mgmt For For Dr. Robert A. Oden, Jr. Mgmt For For Marian U. Pardo Mgmt For For Emily A. Youssouf Mgmt For For Robert F. Deutsch Mgmt For For Nina O. Shenker Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY INSTITUTIONAL LIQUIDITY Agenda Number: 935543391 -------------------------------------------------------------------------------------------------------------------------- Security: 61747C707 Meeting Type: Special Meeting Date: 31-Mar-2022 Ticker: MVRXX ISIN: US61747C7074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nancy C. Everett Mgmt For For Jakki L. Haussler Mgmt For For Patricia A. Maleski Mgmt For For Frances L. Cashman Mgmt For For Eddie A. Grier Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) DoubleLine Yield Opportunities Fund By (Signature) /s/ Ronald R Redell Name Ronald R Redell Title President and Chief Executive Officer Date 08/30/2022