0001787833-23-000008.txt : 20230509
0001787833-23-000008.hdr.sgml : 20230509
20230509092056
ACCESSION NUMBER: 0001787833-23-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
YEW,JOSEPH,THOMAS,JR
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harris & Associates, Inc.
CENTRAL INDEX KEY: 0001787833
IRS NUMBER: 942385238
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05581
FILM NUMBER: 23900285
BUSINESS ADDRESS:
STREET 1: 1401 WILLOW PASS ROAD
STREET 2: SUITE 500
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 925-969-8111
MAIL ADDRESS:
STREET 1: 1401 WILLOW PASS ROAD
STREET 2: SUITE 500
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: Harris & Associates
DATE OF NAME CHANGE: 20190911
MA-I/A
1
primary_doc.xml
MA-I/A
0001787833
XXXXXXXX
Kimberly McManus
973-618-9500
kmcmanus@alternativereg.com
joseph.yew@weareharris.com
tvogtman@alternativereg.com
Alison.bouley@weareharris.com
N
0001787833-23-000005
N
Joseph
Thomas
Yew
Jr
1767976
N
1
0001787833
Harris & Associates, Inc.
04-26-2021
N
867-02513
LOCATED
SUPERVISED
04-26-2021
1401 WILLOW PASS ROAD
SUITE 500
CONCORD
CA
94520
04-2021
Harris & Associates, Inc.
CONCORD
CA
94520
Y
N
Senior Consultant
04-2021
04-2023
CITY OF ALAMEDA
ALAMEDA
CA
94501
N
N
Administrative Specialist (due to EDGAR system limitations not allowing overlapping employment dates; individual is still employed at City of Alameda)
09-2020
03-2021
CFW ADVISORY SERVICES
EMERYVILLE
CA
94608
Y
N
Managing Director
04-2019
09-2020
HARRIS & ASSOCIATES, INC.
CONCORD
CA
94520
Y
N
Senior Director
05-2012
04-2019
HILLTOP SECURITIES (ALSO KNOWN AS FIRSTSOUTHWEST SECURITIES)
SAN FRANCISCO
CA
94111
Y
Y
Director
02-2009
03-2012
CITY OF OAKLAND
OAKLAND
CA
94612
N
N
Finance Director/Treasurer
Y
09-2006
Asian Americans in Public Finance
660 4th Street
#545
SAN FRANCISCO
CA
94107
N
N
A non-profit 501c3 organized to help promote Asian Americans in public finance
Board Member
5
Serve as Board Member
09-2010
Family Bridges, Inc.
168 11th Street
OAKLAND
CA
94607
N
N
A non-profit 501c3 organized to help aid the Asian Community
Board Member and President
10
Serve as Board Member and President
04-2021
City of Alameda
2263 Santa Clara Avenue
Room 220
ALAMEDA
CA
94501
N
N
Municipal Entity
Administrative Specialist
40
Plans and directs programs involving administrative operations of considerable complexity; may administer specific program areas. Recommends and implements improved administrative methods, procedures, equipment and facilities.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-08-2023
Kimberly McManus
President, Alternative Regulatory Solutions, LLC