0001787833-23-000005.txt : 20230406 0001787833-23-000005.hdr.sgml : 20230406 20230406151426 ACCESSION NUMBER: 0001787833-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 YEW,JOSEPH,THOMAS,JR FILED AS OF DATE: 20230406 DATE AS OF CHANGE: 20230406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harris & Associates, Inc. CENTRAL INDEX KEY: 0001787833 IRS NUMBER: 942385238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05581 FILM NUMBER: 23805905 BUSINESS ADDRESS: STREET 1: 1401 WILLOW PASS ROAD STREET 2: SUITE 500 CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 925-969-8111 MAIL ADDRESS: STREET 1: 1401 WILLOW PASS ROAD STREET 2: SUITE 500 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: Harris & Associates DATE OF NAME CHANGE: 20190911 MA-I/A 1 primary_doc.xml MA-I/A 0001787833 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com joseph.yew@weareharris.com tvogtman@alternativereg.com Alison.bouley@weareharris.com N 0001787833-21-000001 N Joseph Thomas Yew Jr 1767976 N 1 0001787833 Harris & Associates, Inc. 04-26-2021 N 867-02513 LOCATED SUPERVISED 04-26-2021 1401 WILLOW PASS ROAD SUITE 500 CONCORD CA 94520 04-2021 Harris & Associates, Inc. CONCORD CA 94520 Y N Senior Consultant 04-2021 04-2023 CITY OF ALAMEDA ALAMEDA CA 94501 N N Administrative Specialist (due to EDGAR system limitations not allowing overlapping employment dates; individual is still employed at City of Alameda) 09-2020 03-2021 CFW ADVISORY SERVICES EMERYVILLE CA 94608 Y N Managing Director 04-2019 09-2020 HARRIS & ASSOCIATES, INC. CONCORD CA 94520 Y N Senior Director 05-2012 04-2019 HILLTOP SECURITIES (ALSO KNOWN AS FIRSTSOUTHWEST SECURITIES) SAN FRANCISCO CA 94111 Y Y Director 02-2009 03-2012 CITY OF OAKLAND OAKLAND CA 94612 N N Finance Director/Treasurer Y 09-2006 Asian Americans in Public Finance 660 4th Street #545 SAN FRANCISCO CA 94107 N N A non-profit 501c3 organized to help promote Asian Americans in public finance Board Member 5 Serve as Board Member 09-2010 Family Bridges, Inc. 168 11th Street OAKLAND CA 94607 N N A non-profit 501c3 organized to help aid the Asian Community Board Member and President 10 Serve as Board Member and President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-06-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC