0001787833-21-000003.txt : 20211115
0001787833-21-000003.hdr.sgml : 20211115
20211115142626
ACCESSION NUMBER: 0001787833-21-000003
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20211022
DATE AS OF CHANGE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harris & Associates, Inc.
CENTRAL INDEX KEY: 0001787833
IRS NUMBER: 942385238
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1228
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-02513
FILM NUMBER: 211409182
BUSINESS ADDRESS:
STREET 1: 1401 WILLOW PASS ROAD
STREET 2: SUITE 500
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 925-969-8111
MAIL ADDRESS:
STREET 1: 1401 WILLOW PASS ROAD
STREET 2: SUITE 500
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: Harris & Associates
DATE OF NAME CHANGE: 20190911
MA/A
1
primary_doc.xml
MA/A
0001787833
XXXXXXXX
Joseph Yew
925-969-8111
joseph.yew@weareharris.com
dave.sanchez@nortonrosefulbright.com
steve.winchester@weareharris.com
Harris & Associates, Inc.
94-2385238
867-02513
1401 Willow Pass Road
Suite 500
Concord
CA
94520
925-969-8111
886-356-0998
Add
22 Executive Park
Suite 200
Irvine
CA
92614
949-536-2505
886-356-0998
Add
300 Grand Avenue
Suite 3830
Los Angeles
CA
90071
925-708-1237
N
www.weareharris.com
Steve
NMN
Winchester
CEO, CFO and Chief Compliance Officer
1401 Willow Pass Road
Suite 500
Concord
CA
94620
925-708-1237
866-356-0998
steve.winchester@weareharris.com
Joseph
Thomas
Yew
Senior Consultant
1401 Willow Pass Road
Suite 500
Concord
CA
94620
925-969-8111
866-356-0998
joseph.yew@weareharris.com
Add
Harris & Associates, Inc.t
22 Executive Park
Suite 200
Irvine
CA
92614
949-536-2505
886-356-0998
Files and work related papers related to Harris & Associates, Inc. clients. Also copy of written supervisory procedures.
December
CA
09-03-1977
N
200
1
0
0
0
0
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice On Selection
Y
Y
N
Engineer or engineering firm
2
Delete
Engineer or engineering firm
Lisa Virginia Larabee
Harris & Associates, Inc.
N
N
N
Amend
Engineer or engineering firm
Steve Winchester
Harris & Associates, Inc.
N
N
N
Amend
Engineer or engineering firm
Joseph Thomas Yew
Harris & Associates, Inc.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Harris & Associates, Inc. is company owned through an employee owned stock ownership program or ESOP. The ESOP program is a long-term, qualified retirement plan. Harris & Associates, Inc. is employee owned. The company is 100% employee stock with no person owning over 5%. An ESOP is a qualified, defined-contribution employee benefit plan designed to invest primarily in the stock of the sponsoring employee.
The Employee Retirement Income Security Act of 1974 (ERISA) is a federal law that sets standards for private industry pension and health plans, including ESOPs. Please contact Joseph Yew at 925-969-8111 or joseph.yew@weareharris.com for more information.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Harris & Associates, Inc.
N
94-2385238
Harris & Associates Employee Stock Ownership Plan
10-01-1992
E
Y
Lisa
Virgina
Larabee
Chief Executive Officer
01-15-2010
NA
N
000000000
Steven
NMN
Winchester
Chief Operating Officer and Chief Financial Officer and Chief Compliance Officer
11-27-2016
NA
N
000000000
Harris & Associates, Inc.
N
94-2385238
Harris & Associates Employee Stock Ownership Plan
10-01-1992
E
Y
Delete
Lisa
Virgina
Larabee
Chief Executive Officer
01-15-2010
NA
N
000000000
Amend
Steve
NMN
Winchester
CEO and CFO and Chief Compliance Officer
11-27-2016
NA
N
000000000
Joseph Thomas Yew Jr
Joseph Thomas Yew Jr
Senior Consultant
10-22-2021
1767976
N
N
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N