0000350797-21-000149.txt : 20211020 0000350797-21-000149.hdr.sgml : 20211020 20211020151322 ACCESSION NUMBER: 0000350797-21-000149 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 EFFECTIVENESS DATE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearisle Capital Fund LLC CENTRAL INDEX KEY: 0001787424 IRS NUMBER: 834261325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-348567 FILM NUMBER: 211333899 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001787424 Clearisle Capital Fund LLC TWO INTERNATIONAL PLACE BOSTON MA MASSACHUSETTS 02110 617-482-8260 DELAWARE None None Limited Liability Company true 2019 Management Eaton Vance Two International Place Boston MA MASSACHUSETTS 02110 Promoter Deidre S. Walsh c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager of Eaton Vance Management Thomas Faust Jr. c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager of Eaton Vance Management A. John Murphy c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager of Eaton Vance Management Drew Frenette c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager of Eaton Vance Management Daniel Cataldo c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager of Eaton Vance Management Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000350797-21-000144 2019-12-05 true true false 1000000 Eaton Vance Distributors, Inc. 37731 None None Two International Place Boston MA MASSACHUSETTS 02110 All States false Robert W Baird & CO. Inc. 8158 None None 777 E. Wisconsin Ave. Milwaukee WI WISCONSIN 53202-5391 All States true Northern Trust Securities, Inc. 7927 None None 50 S LaSalle Street Chicago IL ILLINOIS 60675-0001 IL ILLINOIS TX TEXAS IN INDIANA FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK VA VIRGINIA CO COLORADO PA PENNSYLVANIA WI WISCONSIN MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND AZ ARIZONA GA GEORGIA TN TENNESSEE MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA false Rockefeller Financial LLC 291361 None None 10 Rockefeller Plaza New York NY NEW YORK 10020 All States true RBC Capital Markets, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. New York NY NEW YORK 10281 All States true CIBC Private Wealth Advisors (Atlantic Trust) 109644 None None One South Wacker Drive suite 3500 Chicago IL ILLINOIS 60606 All States true Sentry Advisors 174042 None None 100 Pine Street suite 2700 San Francisco CA CALIFORNIA 94111 CT CONNECTICUT MA MASSACHUSETTS TX TEXAS FL FLORIDA AZ ARIZONA OH OHIO NH NEW HAMPSHIRE WA WASHINGTON NY NEW YORK VA VIRGINIA CO COLORADO CA CALIFORNIA false Oppenheimer & Co. Inc. 249 None None 85 Broad St fl 24 New york NY NEW YORK 10004-2456 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false BB&T Securities, LLC 142785 None None 901 E Byrd St Richmond VA VIRGINIA 23219-4052 All States true Janney Montgomery Scott 463 None None 1717 Arch Street Philadelphia PA PENNSYLVANIA 19103 All States true Sanford C. Bernstein & Co. LLC 104474 None None 1345 Avenue of The Americas conc8 New York NY NEW YORK 10105-3100 DE DELAWARE HI HAWAII PR PUERTO RICO TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Stifel Nicolaus & Company, Inc. 793 None None 501 North Broadway ST Louis MO MISSOURI 63102 All States true Ameriprise Financial 6363 None None 707 2nd Avenue South Minneapolis MN MINNESOTA 55402 All States true Fieldpoint Private Securities LLC 18975 Fieldpoint Private Advisors 113672 100 Field Point Rd. 2nd fl Greenwich CT CONNECTICUT 06830 MN MINNESOTA MO MISSOURI IL ILLINOIS TX TEXAS FL FLORIDA NY NEW YORK VA VIRGINIA CO COLORADO SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY CA CALIFORNIA VT VERMONT false Altegris - Artivest 8258 None None 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States true Hightower Advisors, LLC 145323 Hightower Securities 116681 200 W. Madison St. Suite 2500 Chicago IL ILLINOIS 60606 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Cetera Advisors 10299 None None 4600 South Syracuse St suite 600 Denver CO COLORADO 80237 All States true Cetera Advisors 10299 Cetera Advisor Networks 13572 200 N Pacific Coast Hwy suite 1300 El Segundo CA CALIFORNIA 90245-5672 All States true Cetera Advisors 10299 Cetera Financial Specialists 10358 200 North Martingale RD 7th fl Schaumburg IL ILLINOIS 60173 All States true Cetera Advisors 10299 Cetera Investment Services 15340 400 First St S. suite 300 st cloud MN MINNESOTA 56032 All States true Cetera Advisors 10299 First Allied Securities 32444 655 West Broadway 12th fl San Diego CA CALIFORNIA 92101 All States true UBS Financial Services 8174 None None 1200 Harbor Blvd Weehawken NJ NEW JERSEY 07086 All States true Wells Fargo Advisors 11025 Wells Fargo Clearing Services 19616 One North Jefferson Ave. ST louis MO MISSOURI 63103 All States true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Bank of America Private Bank (FKA US Trust) None Merrill Lynch, Pierce Fenner, & Smith 7691 One Bryant Park New York NY NEW YORK 10036 All States true Wilmington Trust Company None None None 1100 North Market Street suite 1300 Wilmington DE DELAWARE 19890 DE DELAWARE MN MINNESOTA TX TEXAS FL FLORIDA NV NEVADA AL ALABAMA NY NEW YORK VA VIRGINIA CT CONNECTICUT PA PENNSYLVANIA MA MASSACHUSETTS MD MARYLAND GA GEORGIA MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false Deutsche Bank Securities inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 DE DELAWARE HI HAWAII PR PUERTO RICO TX TEXAS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA true LPL Financial LLC 6413 None None 75 State Street 22nd floor Boston MA MASSACHUSETTS 02103 All States true CitiGroup Global Markets inc. 7059 None None 388 Greenwich Street New York NY NEW YORK 10013 All States true Fifth Third Bank 628 Fifth Third Securities Inc 3155 34 Fountain Square Plaza Cincinatti OH OHIO 45263 All States true Raymond James & Associates 705 Raymond James Financial Services 6694 880 Carillon Pkwy St Petersberg FL FLORIDA 33716 All States true Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Francisco CA CALIFORNIA 94105 All States true Morgan Stanley 8209 None None 1585 Broadway New York NY NEW YORK 10036 All States true Bessemer Investor Services 17442 None None 630 Fifth Avenue New York NY NEW YORK 10111 All States true JP Morgan Securities (Private Bank uses JPM Securities) 79 None None 383 Madison Avenue New york NY NEW YORK 10179 All States true First Republic 105108 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States true CIBC World Markets Corp. 630 None None 425 Lexington Avenue New York NY NEW YORK 10017 All States false Securities America 10205 Ladenburg Thalmann & Co. 505 12325 Port Grace Blvd Lavista NE NEBRASKA 68128 All States true Triad Investors 25803 Ladenburg Thalmann & Co. 505 5155 Peachtree Parkway suite 3200 Norcross 2Q GEORGIA (COUNTRY) 30092 All States true Mercer Advisors 147363 None None 1200 17th St Suite 500 Denver CO COLORADO 80202 All States true M&T Securities Inc 17358 None 106909 One M&T Plaza Buffalo NY NEW YORK 14203 DE DELAWARE TX TEXAS FL FLORIDA NY NEW YORK VA VIRGINIA SC SOUTH CAROLINA CT CONNECTICUT MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND AZ ARIZONA OH OHIO GA GEORGIA TN TENNESSEE NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA WV WEST VIRGINIA false icapital Securities LLC 171061 None None 60 East 42nd Street 26th Floor New York NY NEW YORK 10165 All States true Commonwealth Equity Services, LLC dba Commonwealth Financial Netowrk 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States true Wilmington Trust NA None None 106909 1100 North Market Street, suite 1300 Wilmington DE DELAWARE 19890 All States false Truist Investment Services inc 17499 None None 303 Peachtree Center Avenue suite 140 Atlanta GA GEORGIA 30303 All States true US Bank NA 111912 US Bancorp Asset Management None 800 Nicolet Mall minneapolis MN MINNESOTA 55402 All States true US Bank NA 111912 US Bancorp Investments 17868 60 Livingston Ave St Paul MN MINNESOTA 55107 All States true Sepio Capital 285645 None None 3201 Danville Road suite 295 Alamo CA CALIFORNIA 94507 AR ARKANSAS TX TEXAS FL FLORIDA MD MARYLAND NE NEBRASKA NV NEVADA AZ ARIZONA NH NEW HAMPSHIRE NY NEW YORK CO COLORADO CA CALIFORNIA UT UTAH false Plante Moran 112158 None None 100 Fieldpoint road 2nd floor Greenwich CT CONNECTICUT 06830 PR PUERTO RICO TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND OH OHIO GA GEORGIA MI MICHIGAN CA CALIFORNIA MN MINNESOTA IL ILLINOIS OR OREGON IN INDIANA AL ALABAMA VA VIRGINIA CO COLORADO PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA NE NEBRASKA AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY false Emigrant Bank None Banking Company None 5 East 42nd Street New York NY NEW YORK 10017 All States false Eaton Vance WaterOak Advisors 13205 Affiliate of EV None Two International Place Boston MA MASSACHUSETTS 02110 All States true BOK Financial Securities Inc 17530 None None One Williams Center Plaza Southeast Tulsa OK OKLAHOMA 74172 All States true Truist Securities Inc 6271 None None 3333 PEachtree Road NE 9th fl Atlanta GA GEORGIA 30326 All States true Glenmede Investment Management 108165 None None 1650 Market St. One Liberty Pl Philadelphia PA PENNSYLVANIA 19103 All States true Wilmington Trust Investment Advisors Inc 106909 None None 1100 North MArket Street suite 1300 Wilmington DE DELAWARE 19890 DE DELAWARE TX TEXAS FL FLORIDA NY NEW YORK VA VIRGINIA CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA MD MARYLAND NE NEBRASKA GA GEORGIA NH NEW HAMPSHIRE NJ NEW JERSEY DC DISTRICT OF COLUMBIA false Indefinite 1728037902 Indefinite false 1217 5000 5000 0 false Clearisle Capital Fund LLC /s/ A. John Murphy A. John Murphy Vice President 2021-10-20