0000350797-20-000093.txt : 20200708 0000350797-20-000093.hdr.sgml : 20200708 20200708120129 ACCESSION NUMBER: 0000350797-20-000093 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200708 DATE AS OF CHANGE: 20200708 EFFECTIVENESS DATE: 20200708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearisle Capital Fund LLC CENTRAL INDEX KEY: 0001787424 IRS NUMBER: 834261325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-348567 FILM NUMBER: 201017757 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001787424 Clearisle Capital Fund LLC TWO INTERNATIONAL PLACE BOSTON MA MASSACHUSETTS 02110 617-482-8260 DELAWARE None None Limited Liability Company true 2019 Management Eaton Vance Two International Place Boston MA MASSACHUSETTS 02110 Promoter Frederick S. Marius c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Thomas Faust Jr. c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager A. John Murphy c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Laurie G. Hylton c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Daniel Cataldo c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000350797-20-000077 true true true false 1000000 Eaton Vance Distributors, Inc. 37731 None None Two International Place Boston MA MASSACHUSETTS 02110 All States false Robert W Baird & CO. Inc. 8158 None None 777 E. Wisconsin Ave. Milwaukee WI WISCONSIN 53202-5391 All States true Northern Trust Securities, Inc. 7927 None None 50 S LaSalle Street Chicago IL ILLINOIS 60675-0001 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Rockefeller Financial LLC 291361 None None 10 Rockefeller Plaza New York NY NEW YORK 10020 All States true RBC Capital Markets, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. New York NY NEW YORK 10281 All States true CIBC Private Wealth Advisors (Atlantic Trust) 109644 None None One South Wacker Drive suite 3500 Chicago IL ILLINOIS 60606 All States true Sentry Advisors 174042 None None 100 Pine Street suite 2700 San Francisco CA CALIFORNIA 94111 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA MA MASSACHUSETTS NH NEW HAMPSHIRE NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA WA WASHINGTON false Oppenheimer & Co. Inc. 249 None None 85 Broad St fl 24 New york NY NEW YORK 10004-2456 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false BB&T Securities, LLC 142785 None None 901 E Byrd St Richmond VA VIRGINIA 23219-4052 All States true Janney Montgomery Scott 463 None None 1717 Arch Street Philadelphia PA PENNSYLVANIA 19103 All States true Sanford C. Bernstein & Co. LLC 104474 None None 1345 Avenue of The Americas conc8 New York NY NEW YORK 10105-3100 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Stifel Nicolaus & Company, Inc. 793 None None 501 North Broadway ST Louis MO MISSOURI 63102 All States true Ameriprise Financial 6363 None None 707 2nd Avenue South Minneapolis MN MINNESOTA 55402 All States true Fieldpoint Private Securities LLC 18975 Fieldpoint Private Advisors 113672 100 Field Point Rd. 2nd fl Greenwich CT CONNECTICUT 06830 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VT VERMONT VA VIRGINIA false Altegris - Artivest 8258 None None 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States true Hightower Advisors, LLC 145323 Hightower Securities 116681 200 W. Madison St. Suite 2500 Chicago IL ILLINOIS 60606 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Cetera Advisors 10299 None None 4600 South Syracuse St suite 600 Denver CO COLORADO 80237 All States true Cetera Advisors 10299 Cetera Advisor Networks 13572 200 N Pacific Coast Hwy suite 1300 El Segundo CA CALIFORNIA 90245-5672 All States true Cetera Advisors 10299 Cetera Financial Specialists 10358 200 North Martingale RD 7th fl Schaumburg IL ILLINOIS 60173 All States true Cetera Advisors 10299 Cetera Investment Services 15340 400 First St S. suite 300 st cloud MN MINNESOTA 56032 All States true Cetera Advisors 10299 First Allied Securities 32444 655 West Broadway 12th fl San Diego CA CALIFORNIA 92101 All States true UBS Financial Services 8174 None None 1200 Harbor Blvd Weehawken NJ NEW JERSEY 07086 All States true Wells Fargo Advisors 11025 Wells Fargo Clearing Services 19616 One North Jefferson Ave. ST louis MO MISSOURI 63103 All States true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Bank of America Private Bank (FKA US Trust) None Merrill Lynch, Pierce Fenner, & Smith 7691 One Bryant Park New York NY NEW YORK 10036 All States true Wilmington Trust Company None None None 1100 North Market Street suite 1300 Wilmington DE DELAWARE 19890 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VA VIRGINIA false Deutsche Bank Securities inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN true LPL Financial LLC 6413 None None 75 State Street 22nd floor Boston MA MASSACHUSETTS 02103 All States true CitiGroup Global Markets inc. 7059 None None 388 Greenwich Street New York NY NEW YORK 10013 All States true Fifth Third Bank 628 Fifth Third Securities Inc 3155 34 Fountain Square Plaza Cincinatti OH OHIO 45263 All States true Raymond James & Associates 705 Raymond James Financial Services 6694 880 Carillon Pkwy St Petersberg FL FLORIDA 33716 All States true Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Francisco CA CALIFORNIA 94105 All States true Morgan Stanley 8209 None None 1585 Broadway New York NY NEW YORK 10036 All States true Bessemer Investor Services 17442 None None 630 Fifth Avenue New York NY NEW YORK 10111 All States true JP Morgan Securities (Private Bank uses JPM Securities) 79 None None 383 Madison Avenue New york NY NEW YORK 10179 All States true First Republic Securities LLC 105108 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States true Mercer Advisors 147363 None None 1801 East Cabrillo Blvd Santa Barbera CA CALIFORNIA 93108 All States true CIBC World Markets Corp. 630 None None 425 Lexington Avenue New York NY NEW YORK 10017 All States false Securities America 10205 Ladenburg Thalmann & Co. 505 12325 Port Grace Blvd Lavista NE NEBRASKA 68128 All States true Triad Investors 25803 Ladenburg Thalmann & Co. 505 5155 Peachtree Parkway suite 3200 Norcross 2Q GEORGIA 30092 All States true Mercer Advisors 147363 None None 1200 17th St Suite 500 Denver CO COLORADO 80202 All States true M&T Securities Inc 17358 None 106909 One M&T Plaza Buffalo NY NEW YORK 14203 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WV WEST VIRGINIA false Indefinite 0 Indefinite false 0 0 0 0 false Clearisle Capital Fund LLC /s/ A. John Murphy A. John Murphy Vice President 2020-07-08