S-8 1 nktx-s8-20240103.htm S-8 S-8

 

As filed with the Securities and Exchange Commission on January 3, 2024

Registration No.333-

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

Nkarta, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

47-4515206

(State or other jurisdiction of

 

(I.R.S. Employer

incorporation or organization)

 

Identification No.)

 

 

 

Nkarta, Inc.

1150 Veterans Boulevard

South San Francisco, CA 94080
(Address, including zip code, of Principal Executive Offices)

 

 

Nkarta, Inc. 2020 Performance Incentive Plan

Nkarta, Inc. Employee Stock Purchase Plan

 

(Full title of the plan)

 

 

Paul J. Hastings

Chief Executive Officer

Nkarta, Inc.

1150 Veterans Boulevard

South San Francisco, CA 94080

(925) 407-1049

(Name, address and telephone number, including area code, of agent for service)

 

COPY TO:

C. Brophy Christensen, Jr., Esq.

O’Melveny & Myers LLP

Two Embarcadero Center, 28th Floor

San Francisco, California 94111-3823

(415) 984-8700

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

 

Accelerated filer

 

 

 

Non-accelerated filer

 

Smaller reporting company

 

 

 

 

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.


 

 

 


 

EXPLANATORY NOTE

The Registrant is filing this Registration Statement for the purpose of registering additional shares of Common Stock issuable pursuant to the Registrant’s 2020 Performance Incentive Plan and the Registrant’s Employee Stock Purchase Plan and consists only of those items required by General Instruction E to Form S-8.

 

__________________________

 

PART I

INFORMATION REQUIRED IN THE

SECTION 10(a) PROSPECTUS

The document(s) containing the information specified in Part I of Form S-8 will be sent or given to participants as specified by Rule 428(b)(1) promulgated under the Securities Act of 1933, as amended (the “Securities Act”).

 


 

PART II

INFORMATION REQUIRED IN THE

REGISTRATION STATEMENT

Item 3. Incorporation of Certain Documents by Reference

The following documents of the Company filed with the Securities and Exchange Commission (the “Commission”) are incorporated herein by reference:

(a) The Company’s Registration Statements on Form S-8, filed with the Commission on August 3, 2020, January 15, 2021, March 17, 2022, and January 9, 2023 (Commission File Nos. 333-240309, 333-252134, 333-263650, 333-269164 respectively).

(b) The Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the Commission on March 16, 2023 (Commission File No. 001-39370).

(c) The portions of the Company’s Definitive Proxy Statement on Schedule 14A, filed with the Commission on April 24, 2023 that are incorporated by reference in Part III of the Company’s Annual Report on Form 10-K for its fiscal year ended December 31, 2022 (Commission File No. 001-39370).

(d) The Company’s Quarterly Reports on Form 10-Q for the fiscal quarters ended March 31, 2023, June 30, 2023, and September 30, 2023, filed with the Commission on May 11, 2023, August 10, 2023, and November 9, 2023, respectively (each, Commission File No. 001-39370).

(e) The Company’s Current Reports on Form 8-K, filed with the Commission on March 30, 2023, June 9, 2023, June 27, 2023, July 5, 2023, and October 17, 2023 (each, Commission File No. 001-39370, and in each case only as to the information “filed” with the Commission thereunder for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and not as to information “furnished” thereunder.

(f) The description of the Company’s Common Stock contained in its Registration Statement on Form 8-A, filed with the Commission on July 2, 2020 as modified by the description of the Company’s Common Stock contained in Exhibit 4.1 of the Company’s Annual Report on Form 10-K for the year ended December 31, 2021 (each, Commission File No. 001-39370), and any other amendment or report filed for the purpose of updating such description.

All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing of such documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with Commission rules shall not be deemed incorporated by reference into this Registration Statement. Any statement contained herein or in a document, all or a portion of which is incorporated or deemed to be incorporated by reference herein, shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or amended, to constitute a part of this Registration Statement.

Item 5. Interests of Named Experts and Counsel

Not applicable.

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Item 8. Exhibits

The exhibits to this Registration Statement are listed below.

 

 

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EXHIBIT INDEX

 

 

 

 

 

 

 

Incorporated by Reference

 

 

Exhibit

Number

 

Description

 

Form

 

File No.

 

Exhibit

 

Filing Date

 

Filed

Herewith

 

 

 

 

 

 

 

 

 

 

4.1

 

Nkarta, Inc. 2020 Performance Incentive Plan.

 

S-1/A

 

333-239301

 

10.4

 

7/2/2020

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4.2

 

Nkarta, Inc. Employee Stock Purchase Plan

 

S-1/A

 

333-239301

 

10.5

 

7/2/2020

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

 

Opinion of O’Melveny & Myers LLP.

 

 

 

 

 

 

 

 

 

X

 

 

 

 

 

 

 

 

 

 

 

 

 

23.1

 

Consent of Independent Registered Public Accounting Firm.

 

 

 

 

 

 

 

 

 

X

 

 

 

 

 

 

 

 

 

 

 

 

 

23.2

 

Consent of O’Melveny & Myers LLP (see Exhibit 5).

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

24

 

Power of Attorney (included on signature page thereto).

 

 

 

 

 

 

 

 

 

 

 

107

 

Filing Fee Table.

 

 

 

 

 

 

 

 

 

X

 

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SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S8 and has duly caused this Form S-8 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of South San Francisco, State of California, on January 3, 2024.

 

NKARTA, INC.

 

 

 

By:

 

/s/ Paul J. Hastings

 

 

Paul J. Hastings

 

 

Chief Executive Officer

 

 

POWER OF ATTORNEY

Each person whose signature appears below constitutes and appoints Paul J. Hastings and Alyssa Levin, and each of them, acting individually and without the other, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments, exhibits thereto and other documents in connection therewith) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or either of them individually, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

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Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Paul J. Hastings

 

Chief Executive Officer and Director

 

January 3, 2024

Paul J. Hastings

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Alyssa Levin

 

Chief Financial and Business Officer

 

January 3, 2024

Alyssa Levin

 

(Principal Financial and

Accounting Officer)

 

 

 

 

 

 

 

/s/ Fouad Azzam

 

Director

 

January 3, 2024

Fouad Azzam, Ph.D., MBA

 

 

 

 

 

 

 

 

 

/s/ Ali Behbahani

 

Director

 

January 3, 2024

Ali Behbahani, M.D., MBA

 

 

 

 

 

 

 

 

 

/s/ Michael Dybbs

 

Director

 

January 3, 2024

Michael Dybbs, Ph.D.

 

 

 

 

 

 

 

 

 

/s/ Simeon George

 

Director

 

January 3, 2024

Simeon George, M.D., MBA

 

 

 

 

 

 

 

 

 

/s/ Leone Patterson

 

Director

 

January 3, 2024

Leone Patterson, MBA

 

 

 

 

 

 

 

 

 

/s/ Zachary Scheiner

 

Director

 

January 3, 2024

Zachary Scheiner, Ph.D.

 

 

 

 

 

 

 

 

 

/s/ Angela Thedinga

 

Director

 

January 3, 2024

Angela Thedinga

 

 

 

 

 

 

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