0001209191-22-053346.txt : 20221011
0001209191-22-053346.hdr.sgml : 20221011
20221011165314
ACCESSION NUMBER: 0001209191-22-053346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221007
FILED AS OF DATE: 20221011
DATE AS OF CHANGE: 20221011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hsu Frank J.
CENTRAL INDEX KEY: 0001786723
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39488
FILM NUMBER: 221304602
MAIL ADDRESS:
STREET 1: C/O ONCTERNAL THERAPEUTICS, INC.
STREET 2: 3525 DEL MAR HEIGHTS ROAD #821
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apexigen, Inc.
CENTRAL INDEX KEY: 0001814140
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851260244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 SHOREWAY ROAD, SUITE C
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650.931.6236
MAIL ADDRESS:
STREET 1: 75 SHOREWAY ROAD, SUITE C
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Brookline Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200603
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-07
0
0001814140
Apexigen, Inc.
APGN
0001786723
Hsu Frank J.
C/O APEXIGEN, INC.
75 SHOREWAY ROAD, SUITE C
SAN CARLOS
CA
94070
0
1
0
0
Chief Medical Officer
Common Stock
2022-10-07
4
A
0
25000
0.00
A
25000
D
Employee Stock Option (right to buy)
2.46
2022-10-07
4
A
0
27000
0.00
A
2032-10-07
Common Stock
27000
27000
D
The shares are represented by restricted stock units, or RSUs, which vest in two equal installments on December 15, 2022 and June 15, 2023.
The shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2022.
/s/ Francis Sarena, by power of attorney
2022-10-11