0001213900-24-002709.txt : 20240110 0001213900-24-002709.hdr.sgml : 20240110 20240110161528 ACCESSION NUMBER: 0001213900-24-002709 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240105 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Testa Michael CENTRAL INDEX KEY: 0002007041 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 24526754 MAIL ADDRESS: STREET 1: 1 N. 1ST STREET STREET 2: SUITE 302 CITY: PHOENIX STATE: AZ ZIP: 85004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 3 1 ownership.xml X0206 3 2024-01-05 0 0001786108 Trinity Capital Inc. TRIN 0002007041 Testa Michael C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, SUITE 302 PHOENIX AZ 85004 0 1 0 0 CFO and Treasurer Common Stock 28962 D Includes (i) 17,588 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which will vest on March 15, 2024 and the remaining 75% of which will quarterly vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (ii) 5,780 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which vested on March 15, 2023 and the remaining 75% of which quarterly vests pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (iii) 4,550 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which vested on September 15, 2021 and the remaining 75% of which quarterly vests pro rata over the twelve full calendar quarters immediately following September 15, 2021. /s/ Michael Testa 2024-01-10 EX-24 2 ea168172_ex24.htm POWER OF ATTORNEY

Exhibit 24

Power of Attorney

Know all by these presents, that the undersigned hereby constitutes and appoints each of Kyle Brown and Sarah Stanton, signing singly and with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

(1)

prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or any rule or regulation of the SEC;

(2)

execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer of Trinity Capital Inc. (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Exchange Act and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;

(3)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, any amendment or amendments thereto, or any other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

(4)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of January, 2024.

/s/ Michael Testa
Michael Testa