0001213900-22-079267.txt : 20221213
0001213900-22-079267.hdr.sgml : 20221213
20221213060039
ACCESSION NUMBER: 0001213900-22-079267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221208
FILED AS OF DATE: 20221213
DATE AS OF CHANGE: 20221213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harder Gerald
CENTRAL INDEX KEY: 0001796523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 221458458
MAIL ADDRESS:
STREET 1: C/O TRINITY CAPITAL INC.
STREET 2: 3075 WEST RAY ROAD, SUITE 525
CITY: CHANDLER
STATE: AZ
ZIP: 85226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
ownership.xml
X0306
4
2022-12-08
0
0001786108
Trinity Capital Inc.
TRIN
0001796523
Harder Gerald
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, 3RD FLOOR
PHOENIX
AZ
85004
0
1
0
0
Chief Operating Officer
Common Stock
2022-12-08
4
P
0
10000
10.53
A
11000
I
By the Harder Family Living Trust, dated May 26, 2000
Common Stock
145052
D
Common Stock
9788
I
By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.76 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.
Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.
/s/ Sarah Stanton, on behalf of Gerald Harder
2022-12-12