0001213900-22-079267.txt : 20221213 0001213900-22-079267.hdr.sgml : 20221213 20221213060039 ACCESSION NUMBER: 0001213900-22-079267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harder Gerald CENTRAL INDEX KEY: 0001796523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 221458458 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 ownership.xml X0306 4 2022-12-08 0 0001786108 Trinity Capital Inc. TRIN 0001796523 Harder Gerald C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, 3RD FLOOR PHOENIX AZ 85004 0 1 0 0 Chief Operating Officer Common Stock 2022-12-08 4 P 0 10000 10.53 A 11000 I By the Harder Family Living Trust, dated May 26, 2000 Common Stock 145052 D Common Stock 9788 I By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.76 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023. Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021. Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021. /s/ Sarah Stanton, on behalf of Gerald Harder 2022-12-12