0001213900-21-048678.txt : 20210917 0001213900-21-048678.hdr.sgml : 20210917 20210917195028 ACCESSION NUMBER: 0001213900-21-048678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harder Gerald CENTRAL INDEX KEY: 0001796523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 211261776 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 ownership.xml X0306 4 2021-09-15 0 0001786108 Trinity Capital Inc. TRIN 0001796523 Harder Gerald C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, 3RD FLOOR PHOENIX AZ 85004 0 1 0 0 SVP- CCO Common Stock 2021-09-15 4 A 0 45509 0 A 87249 D Common Stock 9788 I By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021. /s/ Sarah Stanton, on behalf of Gerald Harder 2021-09-17