0001209191-23-059082.txt : 20231219
0001209191-23-059082.hdr.sgml : 20231219
20231219125201
ACCESSION NUMBER: 0001209191-23-059082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231219
DATE AS OF CHANGE: 20231219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harder Gerald
CENTRAL INDEX KEY: 0001796523
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 231496442
MAIL ADDRESS:
STREET 1: C/O TRINITY CAPITAL INC.
STREET 2: 3075 WEST RAY ROAD, SUITE 525
CITY: CHANDLER
STATE: AZ
ZIP: 85226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-15
0
0001786108
Trinity Capital Inc.
TRIN
0001796523
Harder Gerald
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, 3RD FLOOR
PHOENIX
AZ
85004
0
1
0
0
Chief Operating Officer
0
Common Stock
2023-12-15
4
F
0
3097
15.22
D
192853
D
Common Stock
10000
I
By the Harder Family Living Trust, dated May 26, 2000
Common Stock
9788
I
By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 57,803 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.
Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.
/s/ Sarah Stanton, on behalf of Gerald Harder
2023-12-19