0001209191-23-037276.txt : 20230615 0001209191-23-037276.hdr.sgml : 20230615 20230615144109 ACCESSION NUMBER: 0001209191-23-037276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230613 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estes Ronald E. CENTRAL INDEX KEY: 0001796067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 231017015 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-13 0 0001786108 Trinity Capital Inc. TRIN 0001796067 Estes Ronald E. C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, 3RD FLOOR PHOENIX AZ 85004 1 0 0 0 0 Common Stock 2023-06-13 4 P 0 365 13.35 A 23007 D Common Stock 2023-06-14 4 P 0 500 13.25 A 23507 D Common Stock 2023-06-14 4 A 0 3799 0.00 A 27306 D Common Stock 620 I By The Estes Revocable Trust, dated January 12, 1990 Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders. Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021. /s/ Sarah Stanton, on behalf of Ronald E. Estes 2023-06-15