0001209191-23-037276.txt : 20230615
0001209191-23-037276.hdr.sgml : 20230615
20230615144109
ACCESSION NUMBER: 0001209191-23-037276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230613
FILED AS OF DATE: 20230615
DATE AS OF CHANGE: 20230615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Estes Ronald E.
CENTRAL INDEX KEY: 0001796067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 231017015
MAIL ADDRESS:
STREET 1: C/O TRINITY CAPITAL INC.
STREET 2: 3075 WEST RAY ROAD, SUITE 525
CITY: CHANDLER
STATE: AZ
ZIP: 85226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-13
0
0001786108
Trinity Capital Inc.
TRIN
0001796067
Estes Ronald E.
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, 3RD FLOOR
PHOENIX
AZ
85004
1
0
0
0
0
Common Stock
2023-06-13
4
P
0
365
13.35
A
23007
D
Common Stock
2023-06-14
4
P
0
500
13.25
A
23507
D
Common Stock
2023-06-14
4
A
0
3799
0.00
A
27306
D
Common Stock
620
I
By The Estes Revocable Trust, dated January 12, 1990
Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.
Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.
/s/ Sarah Stanton, on behalf of Ronald E. Estes
2023-06-15