0001104659-21-075202.txt : 20210601 0001104659-21-075202.hdr.sgml : 20210601 20210601183514 ACCESSION NUMBER: 0001104659-21-075202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estes Ronald E. CENTRAL INDEX KEY: 0001796067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 21986951 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 4 1 tm2118204d2_4.xml OWNERSHIP DOCUMENT X0306 4 2021-05-28 0 0001786108 Trinity Capital Inc. TRIN 0001796067 Estes Ronald E. C/O TRINITY CAPITAL INC. 3075 WEST RAY ROAD, SUITE 525 CHANDLER AZ 85226 1 0 0 0 Common Stock 2021-05-28 4 P 0 200 14.40 A 8700 D Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021. /s/ Sarah Stanton, on behalf of Ronald E. Estes 2021-06-01