0001104659-21-011174.txt : 20210202 0001104659-21-011174.hdr.sgml : 20210202 20210202215550 ACCESSION NUMBER: 0001104659-21-011174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Steve Louis CENTRAL INDEX KEY: 0001796793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 21584044 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 4 1 tm215162d1_form4.xml FORM 4 X0306 4 2021-01-29 0 0001786108 Trinity Capital Inc. TRIN 0001796793 Brown Steve Louis C/O TRINITY CAPITAL INC. 3075 WEST RAY ROAD, SUITE 525 CHANDLER AZ 85526 1 1 0 0 Chairman and CEO Common Stock 2021-01-29 4 P 0 6950 14.00 A 512350 D Common Stock 2021-01-29 4 P 0 3300 14.00 A 15739 I By The Steven and Patricia Brown Family Trust, dated March 19, 1998 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. *Scott Harvey is signing on behalf of Mr. S. Brown pursuant to the power of attorney dated March 16, 2020, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. S. Brown filed on March 16, 2020. /s/ Scott Harvey, on behalf of Steven L. Brown(*) 2021-02-02