0001104659-20-034306.txt : 20200316 0001104659-20-034306.hdr.sgml : 20200316 20200316214252 ACCESSION NUMBER: 0001104659-20-034306 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harder Gerald CENTRAL INDEX KEY: 0001796523 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56139 FILM NUMBER: 20719115 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 3075 WEST RAY ROAD STREET 2: SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 3 1 tv538917_3.xml OWNERSHIP DOCUMENT X0206 3 2020-03-16 0 0001786108 Trinity Capital Inc. NONE 0001796523 Harder Gerald C/O TRINITY CAPITAL INC. 3075 WEST RAY ROAD, SUITE 525 CHANDLER AZ 85226 0 1 0 0 Senior VP (1) Common Stock 51440 D (1) Senior Vice President - Chief Credit Officer. (2) Scott Harvey is signing on behalf of Gerald Harder pursuant to a power of attorney dated March 16, 2020, which is filed herewith as Exhibit 24. Exhibit 24 - Power of Attorney /s/ Scott Harvey, on behalf of Gerald Harder (2) 2020-03-16 EX-24 2 tv538917_ex24.htm EXHIBIT 24

Exhibit 24

Power of Attorney

Know all by these presents, that the undersigned hereby constitutes and appoints each of Steven L. Brown, Scott Harvey and Susan Echard, signing singly and with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

(1)

prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or any rule or regulation of the SEC;

(2)

execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of Trinity Capital Inc. (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Exchange Act and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;

(3)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, any amendment or amendments thereto, or any other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

(4)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of March, 2020.

	/s/ Gerald Harder
	Gerald Harder