0000899243-20-033428.txt : 20201210
0000899243-20-033428.hdr.sgml : 20201210
20201210214757
ACCESSION NUMBER: 0000899243-20-033428
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201210
DATE AS OF CHANGE: 20201210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silverman Michael R.
CENTRAL INDEX KEY: 0001820229
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382062
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rimer Kirk L.
CENTRAL INDEX KEY: 0001820170
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382063
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CH Investment Partners, L.L.C.
CENTRAL INDEX KEY: 0001786096
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382064
BUSINESS ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-661-8207
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: I35 Advisors, Inc.
CENTRAL INDEX KEY: 0001820195
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382065
BUSINESS ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-661-8333
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oak Lawn Direct Investors GP, L.L.C.
CENTRAL INDEX KEY: 0001820184
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382066
BUSINESS ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: (214) 661-8333
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORCC III Warehouse L.L.C.
CENTRAL INDEX KEY: 0001812407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56173
FILM NUMBER: 201382067
BUSINESS ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 2146618333
MAIL ADDRESS:
STREET 1: 3953 MAPLE AVENUE
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Owl Rock Capital Corp III
CENTRAL INDEX KEY: 0001807427
IRS NUMBER: 844493477
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 419-3000
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-09-30
2020-10-02
0
0001807427
Owl Rock Capital Corp III
NONE
0001812407
ORCC III Warehouse L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
0001820184
Oak Lawn Direct Investors GP, L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
0001820195
I35 Advisors, Inc.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
0001786096
CH Investment Partners, L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
0001820170
Rimer Kirk L.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
0001820229
Silverman Michael R.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
1
0
Common Stock, par value $0.01 per share
2020-08-13
4
X
0
412418.407
14.15
A
2073178.155
D
Obligation to Buy
14.15
2020-09-30
4
X
0
412418.407
D
Common Stock
412418.407
0
D
Pursuant to the Subscription Agreement and an adjusted capital call notice delivered by Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") with respect thereto, on September 30, 2020, ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") was actually issued 412,418.407 shares of common stock, par value $0.01 per share from the Issuer in connection with a mandatory capital call rather than the 410,677.02 shares of common stock, par value $0.01 per share reported on the reporting persons' previously filed Form 4. The additional shares issued were as a result of the Issuer's adjustment procedures (as described in the Subscription Agreement) occurring between the date of the drawdown notice and the actual drawdown date.
This Form 4 is being jointly filed by and on behalf of each of ORCC III Warehouse L.L.C., Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. ORCC III Warehouse is the record and direct beneficial owner of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, ORCC III Warehouse.
CHIP serves as the investment manager to ORCC III Warehouse and has been granted exclusive investment discretion and investment management authority with respect to ORCC III Warehouse and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of ORCC III Warehouse and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.
Exhibit Index
Exhibit 24.1 - Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form 3 filed on August 4, 2020)
ORCC III WAREHOUSE L.L.C., By: Oak Lawn Direct Investors GP, L.L.C., Its: Managing Member, By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10
OAK LAWN DIRECT INVESTORS GP, L.L.C., By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10
I35 ADVISORS, INC., By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10
CH INVESTMENT PARTNERS, L.L.C., By: Oak Lawn Capital Management, L.P., Its: Managing Member, By: I35 Advisors, Inc., Its: General Partner, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10
KIRK L. RIMER, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10
MICHAEL R. SILVERMAN, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2020-12-10