0001543876-12-000006.txt : 20120807 0001543876-12-000006.hdr.sgml : 20120807 20120807100157 ACCESSION NUMBER: 0001543876-12-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120803 FILED AS OF DATE: 20120807 DATE AS OF CHANGE: 20120807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guglani Sanjay CENTRAL INDEX KEY: 0001543876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 121011629 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-03 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001543876 Guglani Sanjay C/O CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 0 1 0 0 VP-Premium Engineered Products Common Stock 2012-08-03 4 M 0 3575 43.65 A 25946.5 D Common Stock 2012-08-03 4 M 0 8875 17.29 A 34821.5 D Common Stock 2012-08-03 4 M 0 2562 34.95 A 37383.5 D Common Stock 2012-08-03 4 S 0 15012 48.226 D 22371.5 D Employee Stock Option (Right to Buy) 43.65 2012-08-03 4 M 0 3575 D 2018-06-30 Common Stock 3575 0 D Employee Stock Option (Right to Buy) 17.29 2012-08-03 4 M 0 8875 D 2019-07-29 Common Stock 8875 0 D Employee Stock Option (Right to Buy) 34.95 2012-08-03 4 M 0 2562 D 2021-07-30 Common Stock 2562 1281 D One-third of this award became exercisable on each of 6/30/09, 6/30/10 and 6/30/11. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. One-third of this award became exercisable on each of 7/29/10, 7/29/11 and 7/29/12. One-third of this award became exercisable on each of 7/30/11 and 7/30/12. The remaining one-third becomes exercisable on 7/30/13. James D. Dee/POA 2012-08-07