0001500872-13-000003.txt : 20131114 0001500872-13-000003.hdr.sgml : 20131114 20131114135652 ACCESSION NUMBER: 0001500872-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strobel David L CENTRAL INDEX KEY: 0001500872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 131218763 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-12 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001500872 Strobel David L CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 0 1 0 0 SVP - Global Operations Common Stock 2013-11-12 4 M 0 8875 17.29 A 37713.14 D Common Stock 2013-11-12 4 S 0 8875 60.35 D 28838.114 D Common Stock 2013-11-13 4 S 0 4719 60.49 D 24119.14 D Common Stock 2013-11-12 4 I 0 3781.96 60.46 D 0 I By 401(k) Plan Employee Stock Option (Right to Buy) 17.29 2013-11-12 4 M 0 2959 D 2010-07-29 2019-07-29 Common Stock 2959 0 D Employee Stock Option (Right to Buy) 17.29 2013-11-12 4 M 0 2958 D 2011-07-29 2019-07-29 Common Stock 2958 0 D Employee Stock Option (Right to Buy) 17.29 2013-11-12 4 M 0 2958 D 2012-07-29 2019-07-29 Common Stock 2958 0 D The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee/POA 2013-11-14