0001268355-12-000003.txt : 20121206 0001268355-12-000003.hdr.sgml : 20121206 20121206172234 ACCESSION NUMBER: 0001268355-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHANS PETER N CENTRAL INDEX KEY: 0001268355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 121247540 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-04 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001268355 STEPHANS PETER N CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 1 0 0 0 Common Stock 2012-11-29 5 J 0 15921 A 15921 I Trustee of Charitable Foundation Common Stock 2012-12-04 4 S 0 15921 48.06 D 0 I Trustee of Charitable Foundation Common Stock 38296 D Common Stock 38296 I By spouse in trust Common Stock 19000 I By Grantor Retained Annuity Trust Common Stock 7400 I Spouse of Trustee Common Stock 7400 I Spouse of Trustee Common Stock 2012-12-04 4 M 0 8000 22.35 A 46296 D Common Stock 2012-12-04 4 M 0 2358 17.29 A 48654 D Common Stock 38296 I By spouse in trust Common Stock 19000 I By Grantor Retained Annuity Trust Common Stock 7400 I Spouse of Trustee Common Stock 7400 I Spouse of Trustee Common Stock 2012-12-04 4 S 0 10358 47.89 D 38296 D Common Stock 38296 I By spouse in trust Common Stock 19000 I By Grantor Retained Annuity Trust Common Stock 7400 I Spouse of Trustee Common Stock 7400 I Spouse of Trustee Director Stock Option (Right to Buy) 22.35 2012-12-04 4 M 0 8000 D 2009-10-13 2018-10-13 Common Stock 8000 0 D Director Stock Option (Right to Buy) 17.29 2012-12-04 4 M 0 2358 D 2010-07-29 2019-07-09 Common Stock 2358 0 D This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Disposition of shares from a charitable foundation, of which the reporting person is a trustee. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $47.86 per share to a high of $47.90 per share. These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee. These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. James D. Dee/POA 2012-12-06