0001268355-12-000003.txt : 20121206
0001268355-12-000003.hdr.sgml : 20121206
20121206172234
ACCESSION NUMBER: 0001268355-12-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121204
FILED AS OF DATE: 20121206
DATE AS OF CHANGE: 20121206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 MERIDIAN BOULEVARD
CITY: WYOMISSING
STATE: PA
ZIP: 19612
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612-4662
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEPHANS PETER N
CENTRAL INDEX KEY: 0001268355
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 121247540
MAIL ADDRESS:
STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION
STREET 2: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-04
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0001268355
STEPHANS PETER N
CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING
PA
19612-4662
1
0
0
0
Common Stock
2012-11-29
5
J
0
15921
A
15921
I
Trustee of Charitable Foundation
Common Stock
2012-12-04
4
S
0
15921
48.06
D
0
I
Trustee of Charitable Foundation
Common Stock
38296
D
Common Stock
38296
I
By spouse in trust
Common Stock
19000
I
By Grantor Retained Annuity Trust
Common Stock
7400
I
Spouse of Trustee
Common Stock
7400
I
Spouse of Trustee
Common Stock
2012-12-04
4
M
0
8000
22.35
A
46296
D
Common Stock
2012-12-04
4
M
0
2358
17.29
A
48654
D
Common Stock
38296
I
By spouse in trust
Common Stock
19000
I
By Grantor Retained Annuity Trust
Common Stock
7400
I
Spouse of Trustee
Common Stock
7400
I
Spouse of Trustee
Common Stock
2012-12-04
4
S
0
10358
47.89
D
38296
D
Common Stock
38296
I
By spouse in trust
Common Stock
19000
I
By Grantor Retained Annuity Trust
Common Stock
7400
I
Spouse of Trustee
Common Stock
7400
I
Spouse of Trustee
Director Stock Option (Right to Buy)
22.35
2012-12-04
4
M
0
8000
D
2009-10-13
2018-10-13
Common Stock
8000
0
D
Director Stock Option (Right to Buy)
17.29
2012-12-04
4
M
0
2358
D
2010-07-29
2019-07-09
Common Stock
2358
0
D
This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $47.86 per share to a high of $47.90 per share.
These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee.
These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
James D. Dee/POA
2012-12-06