0001218733-14-000003.txt : 20140319 0001218733-14-000003.hdr.sgml : 20140319 20140319180451 ACCESSION NUMBER: 0001218733-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121003 FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 14704945 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-03 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001218733 KAROL STEVEN E CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 1 0 0 0 Common Stock 2012-10-03 4 J 0 103386 D 564613 I Held by Affiliates of Reporting Person Common Stock 2013-10-29 4 J 0 90954 D 564613 I Held by Affiliates of Reporting Person Common Stock 2014-03-17 4 J 0 144039 D 420574 I Held by Affiliates of Reporting Person Common Stock 2014-03-17 4 J 0 48461 A 250876 D An affiliate of the reporting person conducted an in-kind distribution of its shares of common stock of the Issuer to persons and entities not affiliated with the reporting person. Reflects distributions to non-affiliates that were inadvertently not previously reported. These distributions were, however, reflected in the share balance of the reporting person's last form filed, which was based on the reporting person's records. On March 17, 2014, Watermill-Toolrock Enterprises LLC, Watermill-Toolrock Partners LP, and Watermill-Toolrock Partners II LP (collectively "the Watermill Funds") conducted an in-kind distribution of 150,102 of its shares of common stock of the Issuer to its respective members and partners (the "Watermill Distribution"). In the Watermill Distribution, i) persons and entities not affiliated with the reporting person received 95,578 shares of common stock, ii) the reporting person received 48,461 shares of common stock, and iii) affiliates of the reporting person received 6,063 shares of common stock. James D. Dee/POA 2014-03-19