0001218733-14-000003.txt : 20140319
0001218733-14-000003.hdr.sgml : 20140319
20140319180451
ACCESSION NUMBER: 0001218733-14-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121003
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 MERIDIAN BOULEVARD
CITY: WYOMISSING
STATE: PA
ZIP: 19612
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612-4662
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAROL STEVEN E
CENTRAL INDEX KEY: 0001218733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 14704945
MAIL ADDRESS:
STREET 1: C/O STOCKERYALE INC
STREET 2: 32 HAMPSHIRE RD
CITY: SALEM
STATE: NH
ZIP: 03079
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-10-03
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0001218733
KAROL STEVEN E
CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING
PA
19612
1
0
0
0
Common Stock
2012-10-03
4
J
0
103386
D
564613
I
Held by Affiliates of Reporting Person
Common Stock
2013-10-29
4
J
0
90954
D
564613
I
Held by Affiliates of Reporting Person
Common Stock
2014-03-17
4
J
0
144039
D
420574
I
Held by Affiliates of Reporting Person
Common Stock
2014-03-17
4
J
0
48461
A
250876
D
An affiliate of the reporting person conducted an in-kind distribution of its shares of common stock of the Issuer to persons and entities not affiliated with the reporting person.
Reflects distributions to non-affiliates that were inadvertently not previously reported. These distributions were, however, reflected in the share balance of the reporting person's last form filed, which was based on the reporting person's records.
On March 17, 2014, Watermill-Toolrock Enterprises LLC, Watermill-Toolrock Partners LP, and Watermill-Toolrock Partners II LP (collectively "the Watermill Funds") conducted an in-kind distribution of 150,102 of its shares of common stock of the Issuer to its respective members and partners (the "Watermill Distribution"). In the Watermill Distribution, i) persons and entities not affiliated with the reporting person received 95,578 shares of common stock, ii) the reporting person received 48,461 shares of common stock, and iii) affiliates of the reporting person received 6,063 shares of common stock.
James D. Dee/POA
2014-03-19