0001218733-13-000001.txt : 20130311 0001218733-13-000001.hdr.sgml : 20130311 20130311172135 ACCESSION NUMBER: 0001218733-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 13681759 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-07 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001218733 KAROL STEVEN E CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 1 0 0 0 Common Stock 2013-03-07 4 J 0 14169 A 204169 D Common Stock 2013-03-07 4 J 0 175425 D 704642 I See Explanation of Responses See Explanation of Responses On March 7, 2013, Watermill-Toolrock Enterprises, LLC, Watermill-Toolrock Partners, LP, and Watermill-Toolrock Partners II, LP (collectively, the "Watermill Funds") conducted an in-kind distribution of 175,425 of its shares of common stock of the Issuer to its respective members and partners (the "Watermill Distribution"). In the Watermill Distribution, (i) persons and entities not affiliated with the reporting person received 126,611 shares of common stock of the Issuer, (ii) the reporting person received 14,169 shares of common stock of the Issuer and (iii) affiliates of the reporting person received 34,645 shares of common stock. Following the Watermill Distribution, the reporting person beneficially owns 908,811 shares of common stock of the Issuer, 204,169 of which are owned directly while the remaining 704,642 are owned indirectly. James D. Dee/POA 2013-03-11