0001218733-13-000001.txt : 20130311
0001218733-13-000001.hdr.sgml : 20130311
20130311172135
ACCESSION NUMBER: 0001218733-13-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAROL STEVEN E
CENTRAL INDEX KEY: 0001218733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 13681759
MAIL ADDRESS:
STREET 1: C/O STOCKERYALE INC
STREET 2: 32 HAMPSHIRE RD
CITY: SALEM
STATE: NH
ZIP: 03079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 MERIDIAN BOULEVARD
CITY: WYOMISSING
STATE: PA
ZIP: 19612
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612-4662
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-07
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0001218733
KAROL STEVEN E
CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING
PA
19612
1
0
0
0
Common Stock
2013-03-07
4
J
0
14169
A
204169
D
Common Stock
2013-03-07
4
J
0
175425
D
704642
I
See Explanation of Responses
See Explanation of Responses
On March 7, 2013, Watermill-Toolrock Enterprises, LLC, Watermill-Toolrock Partners, LP, and Watermill-Toolrock Partners II, LP (collectively, the "Watermill Funds") conducted an in-kind distribution of 175,425 of its shares of common stock of the Issuer to its respective members and partners (the "Watermill Distribution"). In the Watermill Distribution, (i) persons and entities not affiliated with the reporting person received 126,611 shares of common stock of the Issuer, (ii) the reporting person received 14,169 shares of common stock of the Issuer and (iii) affiliates of the reporting person received 34,645 shares of common stock. Following the Watermill Distribution, the reporting person beneficially owns 908,811 shares of common stock of the Issuer, 204,169 of which are owned directly while the remaining 704,642 are owned indirectly.
James D. Dee/POA
2013-03-11