0001209191-13-012344.txt : 20130228
0001209191-13-012344.hdr.sgml : 20130228
20130228150349
ACCESSION NUMBER: 0001209191-13-012344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130226
FILED AS OF DATE: 20130228
DATE AS OF CHANGE: 20130228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HICKS THOMAS O
CENTRAL INDEX KEY: 0000938201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 13651401
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 MERIDIAN BOULEVARD
CITY: WYOMISSING
STATE: PA
ZIP: 19612
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612-4662
4
1
c494200_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-02-26
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0000938201
HICKS THOMAS O
C/O CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING
PA
19612
1
0
0
0
Common Stock
2013-02-26
4
S
0
340104
D
154041
D
Common Stock
836992
I
See Footnote
On February 26, 2013, in a privately negotiated transaction, Thomas O. Hicks (the "Principal") contributed 340,104 shares of Common Stock owned by him to a partnership in exchange for equity interests in the partnership.
The Principal may be deemed to beneficially own 836,992 shares of Common Stock held indirectly. The Principal disclaims benefial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the benefial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
/s/ Thomas O. Hicks
2013-02-28