8-K 1 a5533207.txt CARPENTER TECHNOLOGY CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------- Form 8-K ------------------- CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------- Date of Report: October 31, 2007 ------------------- CARPENTER TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) ------------------- Delaware 1-5828 23-0458500 ------------------------ ----------------------- ----------------------- (State of or other (Commission File (IRS Employer I.D. jurisdiction of Number) No.) incorporation) P.O. Box 14662 Reading, Pennsylvania 19612-4662 ------------------------ ----------------------- (Address of principal (Zip Code) executive offices) (610) 208-2000 ----------------------- Registrant's telephone number, including area code Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. On October 31, 2007, Carpenter Technology Corporation issued a press release discussing fiscal 2008 first quarter results for the period ended September 30, 2007. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K and shall not be deemed to be "filed" for any purpose. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Item No. Exhibit Index -------- ------------- 99.1 Press release dated October 31, 2007 announcing financial results for three months ended September 30, 2007. Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARPENTER TECHNOLOGY CORPORATION By /s/ K. Douglas Ralph -------------------------------- K. Douglas Ralph Senior Vice President - Finance and Chief Financial Officer Date: October 30, 2007