-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nnx7Z7P1F7SW7+ERcvD45dWVI30yrzyVK6XuDBi1YP99WD8sBAHmizPjV2yQIQn4 eGjFzYOCbMBk1P6NSyYXTg== 0001127337-07-000001.txt : 20070321 0001127337-07-000001.hdr.sgml : 20070321 20070321174511 ACCESSION NUMBER: 0001127337-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070319 FILED AS OF DATE: 20070321 DATE AS OF CHANGE: 20070321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONS RICHARD L CENTRAL INDEX KEY: 0001127337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 07710013 BUSINESS ADDRESS: BUSINESS PHONE: 6077342281 MAIL ADDRESS: STREET 1: 298 BECKWITH RD CITY: PINE CITY STATE: NY ZIP: 14871 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610-1339 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-19 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001127337 SIMONS RICHARD L CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 0 1 0 0 VP and Corporate Controller Common Stock 8063 D Common Stock 2007-03-19 4 M 0 46.6809 A 46.6809 I By 401(k) Plan Series A Convertible Preferred Stock Units 0 2007-03-19 4 M 0 46.6809 D Common Stock 46.6809 0 I By ESOP Series A Convertible Preferred Stock units were allocated to Participants under the Carpenter Technology Corporation Employee Stock Ownership Plan. Units, which are convertible into shares of common stock, vest after the completion of five years of employment, subject to certain conditions. The Employee Stock Ownership Plan was, in relevant part, merged into The Savings Plan of Carpenter Technology Corporation. The stock units were converted into common stock and transferred directly into Participant's account under The Savings Plan of Carpenter Technology Corporation. David A. Christiansen/POA 2007-03-21 -----END PRIVACY-ENHANCED MESSAGE-----