UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.02 - Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Departure of Vice President and Group President of the PEP business segment
On November 28, 2023, David Graf resigned from his position as Vice President and Group President of the PEP business segment of Carpenter Technology Corporation (the “Company”), effective December 1, 2023.
Appointment of Senior Vice President and Chief Operating Officer
On November 28, 2023, the Company appointed Brian Malloy, the Company’s Senior Vice President and Group President of the SAO business segment, to serve as the Company’s Senior Vice President and Chief Operating Officer, effective December 4, 2023. Mr. Malloy, 57, has served as the Company’s Senior Vice President and Group President of the SAO business segment since April 2022. Mr. Malloy joined the Company in 2015 and previously served as Senior Vice President and Group President of the PEP business, as well as Senior Vice President and Chief Commercial Officer. His full biographical information and business experience are described in the Company’s annual report on Form 10-K filed with the Securities and Exchange Commission on August 11, 2023.
Mr. Malloy’s employment arrangements and compensation are described in the proxy statement on Schedule 14A filed with
the Securities and Exchange Commission on September 15, 2023. At this time, there are no changes expected to his employment arrangements
or compensation in connection with the change to his position.
There are no plans, contracts or arrangements entered into in connection with Mr. Malloy’s appointment as the Company’s Senior Vice President and Chief Operating Officer. There are no family relationships between Mr. Malloy and any director or executive officer of the Company, and Mr. Malloy has no indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
On November 28, 2023, the Company issued a press release announcing Mr. Malloy’s appointment and Mr. Graf’s departure. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01 - Financial Statements and Exhibits
(d) Exhibits
| Exhibit No. |
Description | |
| 99.1 | Carpenter Technology Corporation Press Release dated November 28, 2023 | |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CARPENTER TECHNOLOGY CORPORATION | ||
| By | /s/ Timothy Lain | |
| Timothy Lain | ||
| Senior Vice President and Chief Financial Officer | ||
Date: December 1, 2023