0001104659-12-068395.txt : 20121010 0001104659-12-068395.hdr.sgml : 20121010 20121010145917 ACCESSION NUMBER: 0001104659-12-068395 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121008 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20121010 DATE AS OF CHANGE: 20121010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 121137513 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 8-K 1 a12-23480_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): October 8, 2012

 

 

CARPENTER TECHNOLOGY CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

1-5828

 

23-0458500

(State of or other jurisdiction of

incorporation)

 

(Commission File Number)

 

(IRS Employer I.D. No.)

 

P.O. Box 14662

Reading, Pennsylvania

 

19612-4662

(Address of principal executive

offices)

 

(Zip Code)

 

(610) 208-2000

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 5.07 — Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Stockholders (the “Annual Meeting”) of Carpenter Technology Corporation (the “Company”) was held on October 8, 2012.  The following matters were voted on by the Company’s stockholders at the Annual Meeting and the final voting results for each matter are provided below.

 

Proposal No. 1 - Election of Four Directors.  The following nominees were elected to the Board of Directors for a term expiring in 2015:

 

Nominee

 

Votes For

 

Votes Withheld

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

Carl G. Anderson, Jr.

 

41,407,877

 

876,767

 

2,055,277

 

Dr. Philip M. Anderson

 

41,416,983

 

867,661

 

2,055,277

 

Dr. Jeffrey Wadsworth

 

41,612,231

 

672,413

 

2,055,277

 

William A. Wulfsohn

 

41,294,117

 

990,527

 

2,055,277

 

 

Proposal No. 2 - Approval of Appointment of Independent Registered Public Accounting Firm.  The Company’s stockholders approved the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2013:

 

Votes For

 

Votes Against

 

Abstain

 

43,097,299

 

1,016,707

 

225,915

 

 

Proposal No. 3 -Approval of the compensation of the Company’s named officers, in an advisory vote. The Company’s stockholders approved the compensation of the Company’s named officers, in an advisory vote:

 

Votes For

 

Votes Against

 

Abstain

 

Broker Non-Votes

 

41,085,450

 

683,168

 

516,026

 

2,055,277

 

 

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

CARPENTER TECHNOLOGY CORPORATION

 

 

 

 

 

By

/s/ James D. Dee

 

 

James D. Dee

 

 

Vice President, General Counsel and

 

 

Secretary

 

 

Date: October 10, 2012

 

 

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