0001094960-12-000004.txt : 20121010 0001094960-12-000004.hdr.sgml : 20121010 20121010201512 ACCESSION NUMBER: 0001094960-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121004 FILED AS OF DATE: 20121010 DATE AS OF CHANGE: 20121010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GREGORY A CENTRAL INDEX KEY: 0001094960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 121138733 MAIL ADDRESS: STREET 1: 7500 GREENWAY CENTER DRIVE, SUITE 1600 STREET 2: 7500 GREENWAY CENTER DRIVE, SUITE 1600 CITY: GREENBELT STATE: MD ZIP: 20770 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-04 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001094960 PRATT GREGORY A CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 1 0 0 0 Common Stock 2012-10-04 2012-10-09 4 S 0 5000 53.5204 D 9613 D Stock Units 2012-10-08 4 A 0 3591 A Common Stock 3591 35391.5304 D Stock Options (Right to Buy) 52.93 2012-10-08 4 A 0 2794 A 2013-10-08 2022-10-08 Common Stock 2794 2794 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2012. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $52.92 per share to a high of $53.84 per share. Converts to common stock on a 1-for-1 basis Payable upon the later of separation of service or a specified date or event The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Includes dividend equivalents The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. James D. Dee/POA 2012-10-10