-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q8pSIAnQp4+FdDtHheqQpqG+wGOYZuqDDNM5JnNZ+21TfDDoAnH3bSbK4m8onh91 no0B5LwFmYMB8DsNMVoRUA== 0001094960-09-000003.txt : 20091102 0001094960-09-000003.hdr.sgml : 20091102 20091102173426 ACCESSION NUMBER: 0001094960-09-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091029 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GREGORY A CENTRAL INDEX KEY: 0001094960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 091152105 MAIL ADDRESS: STREET 1: 7500 GREENWAY CENTER DRIVE, SUITE 1600 STREET 2: 7500 GREENWAY CENTER DRIVE, SUITE 1600 CITY: GREENBELT STATE: MD ZIP: 20770 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-29 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001094960 PRATT GREGORY A CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 1 1 0 0 Chairman/Interim Pres & CEO Common Stock 2009-10-29 4 A 0 2471 0 A 2671 D Stock Units 2009-10-29 4 A 0 2022 0 A Common Stock 2022 2022 D Stock Units (non-employee) Common Stock 21194.3219 21194.3219 D Employee Stock Options (right to buy) 22.26 2009-10-29 4 A 0 1600 0 A 2010-10-29 2019-10-29 Common Stock 1600 1600 D Employee Stock Options (right to buy) 22.26 2009-10-29 4 A 0 85288 0 A 2019-10-29 Common Stock 85288 85288 D Employee Stock Options (right to buy) 24.49 2009-10-29 4 A 0 33860 0 A 2019-10-29 Common Stock 33860 33860 D The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Converts to common stock on a 1-for-1 basis Payable upon separation of service Includes dividend equivalents The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. The stock option will vest as follows: (i) with respect to 50% of the subject shares, on the later of (a) October 29, 2010, or (b) six (6) months following the date on which Carpenter Technology Corporation's next Chief Executive Officer commences employment (such later date, the "Applicable Vesting Date"); (ii) with respect to an additional 25% of the subject shares, on the Applicable Vesting Date, provided that Mr. Pratt's period of service as Interim President and Chief Executive Officer exceeds seven (7) months; and (iii) with respect to an additional 25% of the subject shares, on the Applicable Vesting Date, provided that Mr. Pratt's period of service as Interim President and Chief Executive Officer exceeds ten (10) months. Payable upon retirement K. Douglas Ralph/POA 2009-11-02 -----END PRIVACY-ENHANCED MESSAGE-----