0001062993-24-011051.txt : 20240523 0001062993-24-011051.hdr.sgml : 20240523 20240523162407 ACCESSION NUMBER: 0001062993-24-011051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 24978634 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-05-21 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 SVP Gen Counsel & Sec 0 Common Stock 2024-05-21 4 M 0 4210 53.95 A 89008.41 D Common Stock 2024-05-21 4 M 0 8808 40.43 A 97816.41 D Common Stock 2024-05-21 4 M 0 4276 58.94 A 102092.41 D Common Stock 2024-05-21 4 M 0 6224 44.13 A 108316.41 D Common Stock 2024-05-21 4 S 0 23518 111.262 D 84798.41 D Employee Stock Option (Right to Buy) 53.95 2024-05-21 4 M 0 4210 D 2024-08-01 Common Stock 4210 0 D Employee Stock Option (Right to Buy) 40.43 2024-05-21 4 M 0 8808 D 2027-07-31 Common Stock 8808 0 D Employee Stock Option (Right to Buy) 58.94 2024-05-21 4 M 0 4276 D 2028-08-06 Common Stock 4276 0 D Employee Stock Option (Right to Buy) 44.13 2024-05-21 4 M 0 6224 D 2029-08-15 Common Stock 6224 0 D Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share. Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020. Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021. Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022. James D. Dee 2024-05-23