0001062993-23-018381.txt : 20230921
0001062993-23-018381.hdr.sgml : 20230921
20230921164512
ACCESSION NUMBER: 0001062993-23-018381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230919
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thene Tony R
CENTRAL INDEX KEY: 0001420435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 231269543
MAIL ADDRESS:
STREET 1: ALCOA INC., 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: BNY MELLON BUILDING
STREET 2: 1735 MARKET STREET, 15TH FL
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: BNY MELLON BUILDING
STREET 2: 1735 MARKET STREET, 15TH FL
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-09-19
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0001420435
Thene Tony R
CARPENTER TECHNOLOGY CORPORATION
1735 MARKET STREET, 15TH FL
PHILADELPHIA
PA
19103
0
1
0
0
President and CEO
0
Common Stock
2023-09-19
4
M
0
19446
36.82
A
367229
D
Common Stock
2023-09-19
4
M
0
64660
39.02
A
431889
D
Common Stock
2023-09-19
4
M
0
225273
39.02
A
657162
D
Common Stock
2023-09-19
4
F
0
235371
68.06
D
421791
D
Employee Stock Option (Right to Buy)
36.82
2023-09-19
4
M
0
19446
D
2018-08-03
2025-08-03
Common Stock
19446
0
D
Employee Stock Option (Right to Buy)
39.02
2023-09-19
4
M
0
64660
D
2026-08-01
Common Stock
64660
0
D
Employee Stock Option (Right to Buy)
39.02
2023-09-19
4
M
0
225273
D
2019-08-01
2026-08-01
Common Stock
225273
0
D
The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes.
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019.
James D. Dee/POA
2023-09-21