0001062993-23-018381.txt : 20230921 0001062993-23-018381.hdr.sgml : 20230921 20230921164512 ACCESSION NUMBER: 0001062993-23-018381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230919 FILED AS OF DATE: 20230921 DATE AS OF CHANGE: 20230921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thene Tony R CENTRAL INDEX KEY: 0001420435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 231269543 MAIL ADDRESS: STREET 1: ALCOA INC., 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-19 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001420435 Thene Tony R CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 President and CEO 0 Common Stock 2023-09-19 4 M 0 19446 36.82 A 367229 D Common Stock 2023-09-19 4 M 0 64660 39.02 A 431889 D Common Stock 2023-09-19 4 M 0 225273 39.02 A 657162 D Common Stock 2023-09-19 4 F 0 235371 68.06 D 421791 D Employee Stock Option (Right to Buy) 36.82 2023-09-19 4 M 0 19446 D 2018-08-03 2025-08-03 Common Stock 19446 0 D Employee Stock Option (Right to Buy) 39.02 2023-09-19 4 M 0 64660 D 2026-08-01 Common Stock 64660 0 D Employee Stock Option (Right to Buy) 39.02 2023-09-19 4 M 0 225273 D 2019-08-01 2026-08-01 Common Stock 225273 0 D The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. James D. Dee/POA 2023-09-21