0001062993-23-018376.txt : 20230921
0001062993-23-018376.hdr.sgml : 20230921
20230921164400
ACCESSION NUMBER: 0001062993-23-018376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230919
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAIN TIMOTHY
CENTRAL INDEX KEY: 0001579848
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 231269530
MAIL ADDRESS:
STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION
STREET 2: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: BNY MELLON BUILDING
STREET 2: 1735 MARKET STREET, 15TH FL
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: BNY MELLON BUILDING
STREET 2: 1735 MARKET STREET, 15TH FL
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-09-19
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0001579848
LAIN TIMOTHY
C/O CARPENTER TECHNOLOGY CORPORATION
1735 MARKET STREET, 15TH FL
PHILADELPHIA
PA
19103
0
1
0
0
SVP and CFO
0
Common Stock
2023-09-19
4
M
0
6630
36.82
A
75329.73
D
Common Stock
2023-09-19
4
M
0
3811
39.02
A
79140.73
D
Common Stock
2023-09-19
4
M
0
34097
39.02
A
113237.73
D
Common Stock
2023-09-19
4
F
0
33487
68.06
D
79750.73
D
Common Stock
3014.82
I
Held by the 401(k) Retirement Plan
Employee Stock Option (Right to Buy)
36.82
2023-09-19
4
M
0
6630
D
2025-08-03
Common Stock
6630
0
D
Employee Stock Option (Right to Buy)
39.02
2023-09-19
4
M
0
3811
D
2026-08-01
Common Stock
3811
0
D
Employee Stock Option (Right to Buy)
39.02
2023-09-19
4
M
0
34097
D
2019-08-01
2026-08-01
Common Stock
34097
0
D
The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes.
Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018.
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019.
James D. Dee/POA
2023-09-21