0001062993-23-018376.txt : 20230921 0001062993-23-018376.hdr.sgml : 20230921 20230921164400 ACCESSION NUMBER: 0001062993-23-018376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230919 FILED AS OF DATE: 20230921 DATE AS OF CHANGE: 20230921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAIN TIMOTHY CENTRAL INDEX KEY: 0001579848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 231269530 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-19 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001579848 LAIN TIMOTHY C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 SVP and CFO 0 Common Stock 2023-09-19 4 M 0 6630 36.82 A 75329.73 D Common Stock 2023-09-19 4 M 0 3811 39.02 A 79140.73 D Common Stock 2023-09-19 4 M 0 34097 39.02 A 113237.73 D Common Stock 2023-09-19 4 F 0 33487 68.06 D 79750.73 D Common Stock 3014.82 I Held by the 401(k) Retirement Plan Employee Stock Option (Right to Buy) 36.82 2023-09-19 4 M 0 6630 D 2025-08-03 Common Stock 6630 0 D Employee Stock Option (Right to Buy) 39.02 2023-09-19 4 M 0 3811 D 2026-08-01 Common Stock 3811 0 D Employee Stock Option (Right to Buy) 39.02 2023-09-19 4 M 0 34097 D 2019-08-01 2026-08-01 Common Stock 34097 0 D The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes. Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares. One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. James D. Dee/POA 2023-09-21