0001062993-23-015593.txt : 20230801 0001062993-23-015593.hdr.sgml : 20230801 20230801164937 ACCESSION NUMBER: 0001062993-23-015593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230728 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 231132481 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-07-28 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 SVP, Gen Counsel & Secretary 0 Common Stock 2023-07-28 4 M 0 3392 52.41 A 68406.31 D Common Stock 2023-07-28 4 F 0 3216 58.68 D 65190.31 D Employee Stock Option (Right to Buy) 52.41 2023-07-28 4 M 0 3392 D 2023-07-28 Common Stock 3392 0 D Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee 2023-08-01