0001062993-21-009536.txt : 20211014 0001062993-21-009536.hdr.sgml : 20211014 20211014165846 ACCESSION NUMBER: 0001062993-21-009536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211012 FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGOCKI KATHLEEN CENTRAL INDEX KEY: 0001261013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 211323828 MAIL ADDRESS: STREET 1: 3296 PINE LAKE ROAD CITY: WEST BLOOMFIELD STATE: MI ZIP: 48324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-10-12 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001261013 LIGOCKI KATHLEEN C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 1 0 0 0 Director Stock Units 2021-10-12 4 A 0 3441 A Common Stock 3441 17734.9 D Director Stock Options (right to buy) 33.43 2021-10-12 4 A 0 2826 A 2022-10-12 2031-10-12 Common Stock 2826 2826 D Converts to common stock on a 1-for-1 basis Payable upon the later of separation of service or a specified date or event. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Includes dividend equivalents not previously reported. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. James D. Dee/POA 2021-10-14