0001062993-21-006398.txt : 20210708 0001062993-21-006398.hdr.sgml : 20210708 20210708154747 ACCESSION NUMBER: 0001062993-21-006398 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210708 DATE AS OF CHANGE: 20210708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAF DAVID CENTRAL INDEX KEY: 0001871465 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 211080146 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: 1735 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2021-07-01 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001871465 GRAF DAVID C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP and Group President - SAO Common Stock 7933 D Employee Stock Option (Right to Buy) 56.41 2019-09-10 2028-09-10 Common Stock 946 D Employee Stock Option (Right to Buy) 56.41 2020-09-10 2028-09-10 Common Stock 946 D Employee Stock Option (Right to Buy) 56.41 2021-09-10 2028-09-10 Common Stock 945 D Employee Stock Option (Right to Buy) 44.13 2020-08-15 2029-08-15 Common Stock 1250 D Employee Stock Option (Right to Buy) 44.13 2021-08-15 2029-08-15 Common Stock 1250 D Employee Stock Option (Right to Buy) 44.13 2022-08-15 2029-08-15 Common Stock 1249 D James D. Dee/POA 2021-07-08