-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGHZPQB7U1rXG7q3DfNho/Gtom9CXOssTjbLu/4WmElLw9OpGdsrP5YsNI7Sgljh jhHy9ycDXlz/76RhwUe32Q== 0001043039-07-000103.txt : 20071019 0001043039-07-000103.hdr.sgml : 20071019 20071019170647 ACCESSION NUMBER: 0001043039-07-000103 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071019 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20071019 DATE AS OF CHANGE: 20071019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 071181682 BUSINESS ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610-1339 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 8-K 1 carpenter8k.htm CARPENTER8K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________ 

 

Form 8-K

___________________

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

___________________

 

Date of Report: October 15, 2007 

___________________

 

CARPENTER TECHNOLOGY CORPORATION

(Exact name of registrant as specified in its charter)

 

___________________

 

 

Delaware

 

1-5828

 

23-0458500

(State of or other jurisdiction of incorporation)

 

(Commission File Number)

 

(IRS Employer I.D. No.)

 

 

 

 

 

P.O. Box 14662

Reading, Pennsylvania

 

 

 

 

19612-4662

(Address of principal executive offices)

 

 

 

(Zip Code)

 

 

 

 

 

 

 

(610) 208-2000

 

 

Registrant's telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o           Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

o           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

o           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

o           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

In July 2007, Carpenter Technology Corporation (“we”, “us” or “our”) announced the departure of Dennis Oates, Senior Vice President, Specialty Alloys Operations, effective July 25, 2007. On October 15, 2007, we reached an agreement with Mr. Oates regarding his severance package, pursuant to which agreement Mr. Oates will receive a single lump sum severance payment in the amount of $465,000, less any applicable taxes. In addition, Mr. Oates will continue to receive medical benefits for two years.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

CARPENTER TECHNOLOGY CORPORATION

 

 

 

By /s/ Oliver C. Mitchell, Jr.  

Oliver C. Mitchell, Jr.

Senior Vice President, General Counsel and

Secretary

                

 

Date: October 19, 2007

 

 

 

 

 

 -----END PRIVACY-ENHANCED MESSAGE-----