-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DeTWe77RwLth2CQ7roRMZYoa6LfMDgWKoowCJExLpOcFplAPNKHdiaYfqP46nEs+ 30cJKzr/fW4+Gp8RVNLBcg== 0001035309-05-000007.txt : 20051103 0001035309-05-000007.hdr.sgml : 20051103 20051103151156 ACCESSION NUMBER: 0001035309-05-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051101 FILED AS OF DATE: 20051103 DATE AS OF CHANGE: 20051103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610-1339 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSIN ADA E CENTRAL INDEX KEY: 0001035309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 051176652 BUSINESS ADDRESS: STREET 1: 621 TROTWOOD CIRCLE CITY: PITTSBURGH STATE: PA ZIP: 15241 BUSINESS PHONE: 412-762-2766 MAIL ADDRESS: STREET 1: C/O PNC ADVISORS - HAWTHORN STREET 2: 249 FIFTH AVENUE, 2ND FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-11-01 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001035309 ROSSIN ADA E C/O PNC ADVISORS - HAWTHORN 249 FIFTH AVENUE, 2ND FLOOR PITTSBURGH PA 15222 0 0 0 1 Right to Nominate Director Common Stock 2005-08-09 5 G 0 E 57700 0 D 817300 I Co-Trustee Common Stock 2005-11-01 4 S 0 14000 61.0423 D 660770 I Trustee Common Stock 2005-11-02 4 S 0 136400 61.3599 D 524370 I Trustee Common Stock 2005-11-03 4 S 0 49600 61.375 D 474770 I Trustee Common Stock 2005-11-01 4 S 0 700 61.0423 D 53722 I Co-Trustee Common Stock 2005-11-02 4 S 0 6800 61.3599 D 46922 I Co-Trustee Common Stock 2005-11-03 4 S 0 2500 61.375 D 44422 I Co-Trustee Common Stock 2005-11-01 4 S 0 700 61.0423 D 53722 I Co-Trustee Common Stock 2005-11-02 4 S 0 6800 61.3599 D 46922 I Co-Trustee Common Stock 2005-11-03 4 S 0 2500 61.375 D 44422 I Co-Trustee On August 9, 2005, the Ada E. Rossin Revocable Trust dated 9/17/2003 gifted 57,700 shares to the Peter C. Rossin III Irrevocable Charitable Remainder Unitrust dated 7/7/2005, PNC Bank, Trustee. Indirect ownership as co-trustee of the Ada E. Rossin Revocable Trust dated 9/17/2003. Average trading price for shares sold; Price range of trades $61.00 to $61.24. Indirect ownership as Trustee of the Ada E. Rossin QTIP Trust dated 9/1/1998. Average trading price for shares sold; Price range of trades $61.00 to $61.69. Average trading price for shares sold; Price range of trades $61.25 to $61.73. Indirect ownership as co-trustee of trusts created pursuant to an Irrevocable Deed of Trust dated July 12, 1989 (Peter C. and Ada E. Rossin, Grantors) for the benefit of E.L. Stephans. The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16, or for any other purposes. Indirect ownership as co-trustee of trusts created pursuant to an Irrevocable Deed of Trust dated July 12, 1989 (Peter C. and Ada E. Rossin, Grantors) for the benefit of K. R. Stephans. The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16, or for any other purposes. John A. Martin, Attorney in Fact for Ada E. Rossin 2005-11-03 -----END PRIVACY-ENHANCED MESSAGE-----