-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dj47Nnw5lDfotXy5Or8y1K622nSBX0jXPU3Sx/+f+ZShHs/ZsmCJt83SkPeIJXKa o+Bhj1M9WQ1qYzKoZMgHgA== 0001035309-04-000003.txt : 20041101 0001035309-04-000003.hdr.sgml : 20041101 20041101170743 ACCESSION NUMBER: 0001035309-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041028 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610-1339 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSIN ADA E CENTRAL INDEX KEY: 0001035309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 041110738 BUSINESS ADDRESS: STREET 1: 621 TROTWOOD CIRCLE CITY: PITTSBURGH STATE: PA ZIP: 15241 BUSINESS PHONE: 412-762-2766 MAIL ADDRESS: STREET 1: C/O PNC ADVISORS - HAWTHORN STREET 2: 249 FIFTH AVENUE, 2ND FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-28 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001035309 ROSSIN ADA E C/O PNC ADVISORS - HAWTHORN 249 FIFTH AVENUE, 2ND FLOOR PITTSBURGH PA 15222 0 0 0 1 Right to nominate director Common Stock 2004-08-30 5 J 0 E 2160 0 A 2160 I Trustee Common Stock 2004-08-30 5 J 0 E 2160 0 D 1003725 I Executrix Common Stock 2004-10-28 4 S 0 25000 47.9241 D 220450 I Trustee Common Stock 2004-10-29 4 S 0 110225 47.5022 D 110225 I Trustee Common Stock 2004-11-01 4 S 0 110225 47.0957 D 0 I Trustee Common Stock 893885 D Common Stock 108844 I Co-Trustee Distribution from the Peter C. Rossin Estate under Article 6th of the Will of Peter C. Rossin dated September 1, 1998 to the Ada E. Rossin Irrevocable Non-QTIP Trust, Ada E. Rossin Trustee and Beneficiary. Indirect ownership as Trustee of the Ada E. Rossin Irrevocable Non-QTIP Trust created under Article 6th of the Will of Peter C. Rossin dated September 1, 1998. Distribution to the Ada E. Rossin Irrevocable Non-QTIP Trust from the Peter C. Rossin Estate under Article 6th of the Will of Peter C. Rossin dated September 1, 1998. Indirect Ownership as Executrix of the Estate of Peter C. Rossin. Indirect ownership as Trustee of the Peter C. and Ada E. Rossin Charitable Remainder Unitrust dated April 8, 1998. Indirect ownership as Co-Trustee of trusts created pursuant to an Irrevocable Deed of Trust dated July 12, 1989 (Peter C. and Ada E. Rossin, Grantors). The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purposes. John A. Martin, Attorney in Fact for Ada E. Rossin 2004-11-01 -----END PRIVACY-ENHANCED MESSAGE-----