8-K 1 r8k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report - September 23, 2002 (Date of Earliest Event Reported) Carpenter Technology Corporation (Exact Name of Registrant as specified in its charter) Delaware 1-5828 23-0458500 (State of Incorporation (Commission (IRS Employer File No.) I.D. No.) 1047 North Park Road, Wyomissing, Pennsylvania, 19610-1339 (Address of principal executive offices) Registrant's telephone number, including area code:(610)208-2000 Item 7. Financial Statements and Exhibits. (a) Exhibits. The following exhibits are filed herewith: 99.1 Statement Under Oath of Principal Executive Officer of Carpenter Technology Corporation dated September 23, 2002. 99.2 Statement Under Oath of Principal Financial Officer of Carpenter Technology Corporation dated September 23, 2002. Item 9. Regulation FD Disclosure On September 23, 2002, each of the Principal Executive Officer, Dennis M. Draeger, and Principal Financial Officer, Terrence E. Geremski, of Carpenter Technology Corporation submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as Exhibit 99.1 and 99.2, respectively. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 23, 2002 CARPENTER TECHNOLOGY CORPORATION (Registrant) " By: /s/ John R. Welty Vice President, General Counsel and Secretary EXHIBIT INDEX Exhibit Number ------- 99.1 Statement Under Oath of Principal Executive Officer of Carpenter Technology Corporation dated September 23, 2002. 99.2 Statement Under Oath of Principal Financial Officer of Carpenter Technology Corporation dated September 23, 2002.