-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JL0CzrqABe536jiyM57F1kjjN8uKdHrn3oz0gE/rkLRjNJbcG3Npr97k+Er0eCzb aCf7ma9sCcgKDZJrehIMkw== 0000903594-02-000069.txt : 20020923 0000903594-02-000069.hdr.sgml : 20020923 20020923172559 ACCESSION NUMBER: 0000903594-02-000069 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020923 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 02770375 BUSINESS ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610-1339 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: 1047 N PARK ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 8-K 1 r8k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report - September 23, 2002 (Date of Earliest Event Reported) Carpenter Technology Corporation (Exact Name of Registrant as specified in its charter) Delaware 1-5828 23-0458500 (State of Incorporation (Commission (IRS Employer File No.) I.D. No.) 1047 North Park Road, Wyomissing, Pennsylvania, 19610-1339 (Address of principal executive offices) Registrant's telephone number, including area code:(610)208-2000 Item 7. Financial Statements and Exhibits. (a) Exhibits. The following exhibits are filed herewith: 99.1 Statement Under Oath of Principal Executive Officer of Carpenter Technology Corporation dated September 23, 2002. 99.2 Statement Under Oath of Principal Financial Officer of Carpenter Technology Corporation dated September 23, 2002. Item 9. Regulation FD Disclosure On September 23, 2002, each of the Principal Executive Officer, Dennis M. Draeger, and Principal Financial Officer, Terrence E. Geremski, of Carpenter Technology Corporation submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as Exhibit 99.1 and 99.2, respectively. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 23, 2002 CARPENTER TECHNOLOGY CORPORATION (Registrant) " By: /s/ John R. Welty Vice President, General Counsel and Secretary EXHIBIT INDEX Exhibit Number - ------- 99.1 Statement Under Oath of Principal Executive Officer of Carpenter Technology Corporation dated September 23, 2002. 99.2 Statement Under Oath of Principal Financial Officer of Carpenter Technology Corporation dated September 23, 2002. EX-99.1 3 r99-1.txt Exhibit 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Dennis M. Draeger, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Carpenter Technology Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the year ended June 30, 2002 of Carpenter Technology Corporation; - all reports on Form 10-Q, all reports on Form 8-K, and all definitive proxy materials of Carpenter Technology Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Dennis M. Draeger Subscribed and sworn to Dennis M. Draeger before me this 23rd day of Chairman and Chief Executive September, 2002 Officer September 23, 2002 /s/Diane M. Gibble Notary Public My Commission Expires: October 10, 2003 EX-99.2 4 r99-2.txt Exhibit 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Terrence E. Geremski, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Carpenter Technology Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the year ended June 30, 2002 of Carpenter Technology Corporation; - all reports on Form 10-Q, all reports on Form 8-K, and all definitive proxy materials of Carpenter Technology Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Terrence E. Geremski Subscribed and sworn to Terrence E. Geremski before me this 23rd day of Senior Vice President September, 2002 Finance & Chief Financial Officer /s/Karla Lewars September 23, 2002 Notary Public My Commission Expires: September 8, 2003 -----END PRIVACY-ENHANCED MESSAGE-----