0000017843-18-000061.txt : 20181017 0000017843-18-000061.hdr.sgml : 20181017 20181017133046 ACCESSION NUMBER: 0000017843-18-000061 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malloy Brian J CENTRAL INDEX KEY: 0001756183 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 181126064 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-10-09 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001756183 Malloy Brian J CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP - Chief Commercial Officer Common Stock 21785 D Employee Stock Options 36.82 2016-08-03 2025-08-03 Common Stock 2210 D Employee Stock Options 36.82 2017-08-03 2025-08-03 Common Stock 2210 D Employee Stock Options 36.82 2018-08-03 2025-08-03 Common Stock 2210 D Employee Stock Options 39.02 2017-08-01 2026-08-01 Common Stock 1925 D Employee Stock Options 39.02 2018-08-01 2026-08-01 Common Stock 1925 D Employee Stock Options 39.02 2019-08-01 2026-08-01 Common Stock 1924 D Employee Stock Options 39.02 2019-08-01 2026-08-01 Common Stock 56981 D Employee Stock Options 40.43 2018-07-31 2027-07-31 Common Stock 1835 D Employee Stock Options 40.43 2019-07-31 2027-07-31 Common Stock 1835 D Employee Stock Options 40.43 2020-07-31 2027-07-31 Common Stock 1835 D Employee Stock Options 58.94 2019-08-06 2028-08-06 Common Stock 1426 D Employee Stock Options 58.94 2020-08-06 2028-08-06 Common Stock 1425 D Employee Stock Options 58.94 2021-08-06 2028-08-06 Common Stock 1425 D James D. Dee/POA 2018-10-17