0000017843-16-000101.txt : 20161013 0000017843-16-000101.hdr.sgml : 20161013 20161013192525 ACCESSION NUMBER: 0000017843-16-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161011 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GREGORY A CENTRAL INDEX KEY: 0001094960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 161935731 MAIL ADDRESS: STREET 1: 7500 GREENWAY CENTER DRIVE, SUITE 1600 STREET 2: 7500 GREENWAY CENTER DRIVE, SUITE 1600 CITY: GREENBELT STATE: MD ZIP: 20770 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-11 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001094960 PRATT GREGORY A CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 1 0 0 0 Director Stock Units 2016-10-11 4 A 0 4776 A Common Stock 4776 51434.42 D Director Stock Option (right to buy) 39.79 2016-10-11 4 A 0 5613 A 2017-10-11 2026-10-11 Common Stock 5613 5613 D Converts to common stock on a 1-for-1 basis Payable upon the later of separation of service or a specified date or event The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Includes dividend equivalents not previously reported. The reporting person was granted an option to purchase stock as part of his director's compensation. James D. Dee/POA 2016-10-13