0000017843-12-000020.txt : 20121214
0000017843-12-000020.hdr.sgml : 20121214
20121214105606
ACCESSION NUMBER: 0000017843-12-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121212
FILED AS OF DATE: 20121214
DATE AS OF CHANGE: 20121214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HICKS THOMAS O
CENTRAL INDEX KEY: 0000938201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05828
FILM NUMBER: 121264538
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000017843
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 230458500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 MERIDIAN BOULEVARD
CITY: WYOMISSING
STATE: PA
ZIP: 19612
BUSINESS PHONE: 6102082000
MAIL ADDRESS:
STREET 1: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612-4662
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-12
0000017843
CARPENTER TECHNOLOGY CORP
CRS
0000938201
HICKS THOMAS O
C/O CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING
PA
19612
1
0
0
0
Common Stock
2012-12-12
4
J
0
1425823
D
494145
D
Common Stock
846676
I
Described in Explanation of Responses
See Explanation of Responses
On December 12, 2012, pursuant to a registration statement filed and automatically effective on June 14, 2012, HHEP-Latrobe LP conducted an in-kind distribution of 2,078,407 of its shares of common stock of the Issuer to its respective members and partners (the "HHEP-Latrobe Distribution"). In the HHEP-Latrobe Distribution, (i) persons and entities not affiliated with the reporting person received 1,425,823 shares of common stock of the Issuer and (ii) the reporting person received 340,104 shares of common stock of the Issuer. Following the HHEP-Latrobe Distribution, the reporting person benefically owns 1,340,821 shares of common stock of the Issuer, 494,145 of which are owned directly, while the remaining 846,676 are owned indirectly.
James D. Dee/POA
2012-12-14