0000017843-12-000020.txt : 20121214 0000017843-12-000020.hdr.sgml : 20121214 20121214105606 ACCESSION NUMBER: 0000017843-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121214 DATE AS OF CHANGE: 20121214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKS THOMAS O CENTRAL INDEX KEY: 0000938201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 121264538 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0000017843 CARPENTER TECHNOLOGY CORP CRS 0000938201 HICKS THOMAS O C/O CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 1 0 0 0 Common Stock 2012-12-12 4 J 0 1425823 D 494145 D Common Stock 846676 I Described in Explanation of Responses See Explanation of Responses On December 12, 2012, pursuant to a registration statement filed and automatically effective on June 14, 2012, HHEP-Latrobe LP conducted an in-kind distribution of 2,078,407 of its shares of common stock of the Issuer to its respective members and partners (the "HHEP-Latrobe Distribution"). In the HHEP-Latrobe Distribution, (i) persons and entities not affiliated with the reporting person received 1,425,823 shares of common stock of the Issuer and (ii) the reporting person received 340,104 shares of common stock of the Issuer. Following the HHEP-Latrobe Distribution, the reporting person benefically owns 1,340,821 shares of common stock of the Issuer, 494,145 of which are owned directly, while the remaining 846,676 are owned indirectly. James D. Dee/POA 2012-12-14