0001783919-23-000005.txt : 20230216 0001783919-23-000005.hdr.sgml : 20230216 20230216154507 ACCESSION NUMBER: 0001783919-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARROLL,IRENE,PORRAS, FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FTG Advisors, LLC CENTRAL INDEX KEY: 0001783919 IRS NUMBER: 842408501 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05552 FILM NUMBER: 23638358 BUSINESS ADDRESS: STREET 1: P.O. BOX 4725 CITY: SCOTTSDALE STATE: AZ ZIP: 85261 BUSINESS PHONE: 480-767-3607 MAIL ADDRESS: STREET 1: P.O. BOX 4725 CITY: SCOTTSDALE STATE: AZ ZIP: 85261 MA-I/A 1 primary_doc.xml MA-I/A 0001783919 XXXXXXXX Irene Carroll 602-684-3184 icarroll@fundingthegap.com brobling@seccc.com Y 0001783919-21-000004 N Irene Porras Carroll N 1 0001783919 FTG Advisors, LLC 08-01-2019 N 08-14-2019 0001783919 LOCATED 08-01-2019 01-2011 Funding The Gap, LLC Scottsdale AZ 85260 N N Principal 08-2009 01-2011 Land Advisors Capital Scottsdale AZ 85251 N N Senior Director, Business Development N N N N N N N N N N Y N Y Y N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N 02-16-2023 Irene Carroll Principal FTG Advisors, LLC 867-02480 10-26-2020 0001783919-20-000002 6C(2) 6C(4) 6C(5) SEC sent a request for documents and information to Funding The Gap, LLC, an entity controlled by Irene Carroll. Irene Carroll does not appear to be the subject of this investigation. This disclosure is made in an abundance of caution. 6C 06-20-2019 No Product