0001783879-24-000149.txt : 20240514 0001783879-24-000149.hdr.sgml : 20240514 20240514183813 ACCESSION NUMBER: 0001783879-24-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240510 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhatt Baiju CENTRAL INDEX KEY: 0001870914 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 24946374 MAIL ADDRESS: STREET 1: C/O ROBINHOOD MARKETS, INC. STREET 2: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1715726283.xml FORM 4 X0508 4 2024-05-10 0 0001783879 Robinhood Markets, Inc. HOOD 0001870914 Bhatt Baiju C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 1 Class A Common Stock 2024-05-10 4 C 0 117135 A 153180 I By Living Trust Class A Common Stock 2024-05-10 4 S 0 153180 16.6284 D 0 I By Living Trust Class A Common Stock 0 D Class B Common Stock 2024-05-10 4 C 0 117135 0 D Class A Common Stock 117135 58145409 I By Living Trust As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Reflects the prior transfer of 36,045 shares of Class A Common Stock from the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. This transaction was effected pursuant to the Bhatt 10b5-1 plan. This transaction was executed in multiple trades during the day at prices ranging from $16.22 to $17.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on April 25, 2024. /s/ Brandon Webb, attorney-in-fact for Baiju Bhatt 2024-05-14