0001783879-22-000216.txt : 20221004 0001783879-22-000216.hdr.sgml : 20221004 20221004185601 ACCESSION NUMBER: 0001783879-22-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221001 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Gretchen CENTRAL INDEX KEY: 0001867437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 221293826 MAIL ADDRESS: STREET 1: 707 MENLO AVENUE STREET 2: SUITE 110 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_166492413460594.xml FORM 4 X0306 4 2022-10-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001867437 Howard Gretchen C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Operating Officer Class A Common Stock 2022-10-01 4 M 0 65339 A 549221 D Class A Common Stock 2022-10-01 4 F 0 32396 10.10 D 516825 D Class A Common Stock 168064 I By Family Trust Restricted Stock Units 2022-10-01 4 M 0 8214 0 D 2026-02-14 Class A Common Stock 8214.0 24643 D Restricted Stock Units 2022-10-01 4 M 0 36964 0 D 2026-08-18 Class A Common Stock 36964.0 110893 D Restricted Stock Units 2022-10-01 4 M 0 20161 0 D 2027-12-09 Class A Common Stock 20161.0 181452 D Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 65,339 RSUs and does not represent a sale by the Reporting Person. On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Gretchen Howard 2022-10-04