0001783879-22-000121.txt : 20220603
0001783879-22-000121.hdr.sgml : 20220603
20220603183918
ACCESSION NUMBER: 0001783879-22-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warnick Jason
CENTRAL INDEX KEY: 0001871212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 22996267
MAIL ADDRESS:
STREET 1: C/O ROBINHOOD MARKETS INC
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_165429594364184.xml
FORM 4
X0306
4
2022-06-01
0
0001783879
Robinhood Markets, Inc.
HOOD
0001871212
Warnick Jason
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
0
1
0
0
Chief Financial Officer
Class A Common Stock
2022-06-01
4
M
0
82411
A
480689
D
Class A Common Stock
2022-06-01
4
F
0
34282
9.37
D
446407
D
Restricted Stock Units
2022-06-01
4
M
0
14584
0
D
2025-12-14
Class A Common Stock
14584.0
87500
D
Restricted Stock Units
2022-06-01
4
M
0
43715
0
D
2027-01-12
Class A Common Stock
43715.0
262287
D
Restricted Stock Units
2022-06-01
4
M
0
24112
0
D
Class A Common Stock
24112.0
361690
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Reflects the acquisition of 1,046 shares in May 2022 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan.
Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 82,411 RSUs and does not represent a sale by the Reporting Person.
On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.
On January 13, 2020, the Reporting Person was granted 699,432 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Jason Warnick
2022-06-03