0001783879-22-000068.txt : 20220328
0001783879-22-000068.hdr.sgml : 20220328
20220328211629
ACCESSION NUMBER: 0001783879-22-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220324
FILED AS OF DATE: 20220328
DATE AS OF CHANGE: 20220328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warnick Jason
CENTRAL INDEX KEY: 0001871212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 22777188
MAIL ADDRESS:
STREET 1: C/O ROBINHOOD MARKETS INC
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_164851657444295.xml
FORM 4
X0306
4
2022-03-24
0
0001783879
Robinhood Markets, Inc.
HOOD
0001871212
Warnick Jason
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
0
1
0
0
Chief Financial Officer
Restricted Stock Units
2022-03-24
4
A
0
385802
0
A
Class A Common Stock
385802.0
385802
D
Restricted Stock Units
2022-03-24
4
A
0
77160
0
A
Class A Common Stock
77160.0
77160
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Jason Warnick
2022-03-28