0001783879-21-000108.txt : 20211213
0001783879-21-000108.hdr.sgml : 20211213
20211213202909
ACCESSION NUMBER: 0001783879-21-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bhatt Baiju
CENTRAL INDEX KEY: 0001870914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 211489426
MAIL ADDRESS:
STREET 1: C/O ROBINHOOD MARKETS, INC.
STREET 2: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_163944533495958.xml
FORM 4
X0306
4
2021-12-09
0
0001783879
Robinhood Markets, Inc.
HOOD
0001870914
Bhatt Baiju
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
1
1
0
0
Chief Creative Officer
Class A Common Stock
2021-12-09
4
C
0
2200000
A
3212254
I
By Living Trust
Class B Common Stock
2021-12-09
4
C
0
2200000
0
D
Class A Common Stock
2200000.0
58591600
I
By Living Trust
Class B Common Stock
Class A Common Stock
565079.0
565079
I
By Family Trust
Class B Common Stock
Class A Common Stock
1720944.0
1720944
I
By 2018 GRAT
Class B Common Stock
Class A Common Stock
2000000.0
2000000
I
By 2021 GRAT
On December 9, 2021, the Reported Person's Living Trust converted 2,200,000 shares of Class B Common Stock into Class A Common Stock. This transaction was effected pursuant to a Rule 10b5-1 instruction adopted by the Living Trust on September 3, 2021.
Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036.
/s/ Christina Lai, attorney-in-fact for Baiju Bhatt
2021-12-13